Northern Trust Company of Connecticut’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	$4.32M	Sell	263,173 -42,800	-14%	-$702K	0.03%	758
2013 Q3	$4.67M	Sell	305,973 -122,600	-29%	-$1.87M	0.03%	724
2013 Q2	$5.97M	Buy	+428,573	New	+$5.97M	0.04%	618