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Northern Trust Company of Connecticut’s Hercules Capital HTGC Stock Holding History

Northern Trust Company of Connecticut’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		$4.32M Sell
263,173
-42,800
-14% -$691K 0.03% 758
2013
Q3 		$4.67M Sell
305,973
-122,600
-29% -$1.78M 0.03% 724
2013
Q2 		$5.97M Buy
+428,573
New +$5.58M 0.04% 618

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
Comerica Bank
Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
IG
ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Northern Trust Company of Connecticut's HTGC Position: Q4 2013 in Review

Northern Trust Company of Connecticut reduced its Hercules Capital (HTGC) stake by 14% in Q4 2013, selling an estimated $691K and leaving 263,173 shares worth $4.32M. The position accounts for 0.03% of the portfolio, ranked #758.

Northern Trust Company of Connecticut first reported a position in HTGC in Q2 2013 and has held it in 3 quarters since. The position peaked at $5.97M in Q2 2013. 149 funds tracked by Wall St. Rank hold HTGC as of Q4 2013.

  • Northern Trust Company of Connecticut held 263,173 shares of Hercules Capital worth $4.32M as of Q4 2013.
  • Northern Trust Company of Connecticut sold 42,800 Hercules Capital shares in Q4 2013, an estimated $691K.
  • Hercules Capital made up 0.03% of Northern Trust Company of Connecticut's portfolio in Q4 2013, its #758 holding.
  • Northern Trust Company of Connecticut first reported a position in Hercules Capital in Q2 2013 and has held it in 3 quarters since.
  • Northern Trust Company of Connecticut's Hercules Capital position peaked at $5.97M in Q2 2013.
  • 149 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2013.

Based on Northern Trust Company of Connecticut's 13F filing for Q4 2013, filed 12 Feb 2014.