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Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Asset Management
226
Nomura Asset Management
Japan
$18.7K +$5.34K +414 +40%
WB
227
Webster Bank
Connecticut
$18K – – –
AA
228
Ancora Advisors
Ohio
$16.1K – – –
PFA
229
Pathway Financial Advisers
Indiana
$14.5K – – –
First Manhattan
230
First Manhattan
New York
$14.5K +$3.87K +300 +36%
CWC
231
Carolinas Wealth Consulting
North Carolina
$13.8K +$412 +32 +3%
AWM
232
AllSquare Wealth Management
New York
$12.9K +$12.9K +1,000 New
BCMLT
233
Beacon Capital Management LLC (Tennessee)
Tennessee
$10.2K – – –
EWA
234
EverSource Wealth Advisors
Alabama
$10.1K -$18.9K -1,465 -65%
PTC
235
Private Trust Company
Ohio
$8.78K +$6.45K +500 +276%
AWM
236
Avior Wealth Management
Nebraska
$8.38K – – –
RCM
237
Raleigh Capital Management
North Carolina
$7.22K +$773 +60 +12%
WOC
238
West Oak Capital
California
$6.45K +$6.45K +500 New
NC
239
NewSquare Capital
Pennsylvania
$6.45K +$6.45K +500 New
Nisa Investment Advisors
240
Nisa Investment Advisors
Missouri
$6K -$93.6K -7,800 -94%
TWA
241
TCI Wealth Advisors
Arizona
$5.68K +$90 +7 +2%
PP
242
PFS Partners
New Jersey
$5.32K – – –
SWM
243
Spire Wealth Management
Virginia
$4.22K +$2.68K +208 +175%
SSG
244
Summit Securities Group
New York
$4K – – –
WT
245
Whittier Trust
California
$3.22K – – –
ADL
246
Asset Dedication LLC
California
$3K – – –
Commonwealth Equity Services
247
Commonwealth Equity Services
Massachusetts
$2.95K +$118 +9,193 +4%
CIA
248
Cape Investment Advisory
Georgia
$2.58K +$2.58K +200 New
CSC
249
Caldwell Sutter Capital
California
$1.93K +$1.93K +150 New
GI
250
Gradient Investments
Minnesota
$1.59K – – –
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