HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

46 hedge funds and large institutions have $75.3M invested in John Hancock Preferred Income Fund III in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
46
Holders Change
+6
Holders Change %
+15%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
12
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$11.5M
2
RCM
2
Rivernorth Capital Management
Florida
$2.11M
3
RCM
3
Robinson Capital Management
Michigan
$606K
4
Citigroup
4
Citigroup
New York
$583K
5
MFS
5
MSI Financial Services
Massachusetts
$923K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$4.72M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.1M
3
LPL Financial
3
LPL Financial
California
$1.88M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$119K
5
HK
5
Horizon Kinetics
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ONB
26
Old National Bancorp
Indiana
$269K 15,170 – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$226K 12,736 -1,502 -11%
SI
28
SII Investments
Wisconsin
$220K 12,382 -2,335 -16%
BAS
29
Brown Advisory Securities
Maryland
$217K 12,098 +26 +0.2%
VKH
30
Virtu KCG Holdings
New York
$181K 10,198 +10,198 New
AG
31
Advisor Group
Arizona
$155K 8,738 – –
Cohen & Steers
32
Cohen & Steers
New York
$141K 7,935 +7,935 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$119K 6,682 -35,790 -84%
NFG
34
Next Financial Group
Texas
$94K 5,307 +63 +1%
GWM
35
Geneos Wealth Management
Colorado
$82K 4,658 -400 -8%
Creative Planning
36
Creative Planning
Kansas
$53K 2,980 +375 +14%
CAPTRUST Financial Advisors
37
CAPTRUST Financial Advisors
North Carolina
$53K 3,015 +3,015 New
NSIM
38
North Star Investment Management
Illinois
$37K 2,070 -1,000 -33%
IWM
39
IHT Wealth Management
Illinois
$18K 1,000 +1,000 New
GRP
40
Global Retirement Partners
California
$14K 764 +764 New
PCM
41
Penserra Capital Management
California
$9K 509 +56 +12%
TWA
42
TCI Wealth Advisors
Arizona
$9K 500 +500 New
US Bancorp
43
US Bancorp
Minnesota
$6K 341 – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K 300 -300 -50%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$3K 153 +153 New
DADC
46
D.A. Davidson & Co
Montana
$1K 62 +62 New
HK
47
Horizon Kinetics
New York
– – -25,382 Closed
CRC
48
Curi RMB Capital
Illinois
– – -10,901 Closed
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
– – -6,106 Closed
AF
50
Arrow Financial
New York
– – -948 Closed
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