Next Financial Group’s John Hancock Preferred Income Fund III HPS Stock Holding History

Next Financial Group’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-400	Closed	-$7K	–	2576
2020 Q4	$7K	Hold	400	–	–	﹤0.01%	1885
2020 Q3	$6K	Buy	+400	New	+$6.52K	﹤0.01%	1779
2020 Q2	–	Sell	-1,300	Closed	-$18K	–	1148
2020 Q1	$18K	Hold	1,300	–	–	﹤0.01%	1308
2019 Q4	$25K	Sell	1,300 -3,966	-75%	-$75.8K	﹤0.01%	1447
2019 Q3	$105K	Buy	5,266 +72	+1%	+$1.39K	0.01%	888
2019 Q2	$100K	Buy	5,194 +1,372	+36%	+$26K	0.01%	909
2019 Q1	$72K	Sell	3,822 -6,134	-62%	-$110K	0.02%	632
2018 Q4	$158K	Buy	9,956 +5,188	+109%	+$89.9K	0.03%	452
2018 Q3	$89K	Buy	+4,768	New	+$89K	0.04%	386
2017 Q4	–	Sell	-3,394	Closed	-$63K	–	746
2017 Q3	$63K	Sell	3,394 -437	-11%	-$8.25K	0.02%	636
2017 Q2	$73K	Buy	3,831 +41	+1%	+$774	0.02%	643
2017 Q1	$72K	Sell	3,790 -1,517	-29%	-$27.7K	0.02%	596
2016 Q4	$94K	Buy	5,307 +63	+1%	+$1.11K	0.02%	709
2016 Q3	$101K	Buy	5,244 +1,667	+47%	+$33.1K	0.02%	662
2016 Q2	$71K	Buy	3,577 +26	+0.7%	+$498	0.02%	561
2016 Q1	$66K	Buy	3,551 +27	+0.8%	+$490	0.02%	535
2015 Q4	$62K	Buy	3,524 +28	+0.8%	+$479	0.02%	564
2015 Q3	$58K	Buy	3,496 +28	+0.8%	+$472	0.02%	587
2015 Q2	$57K	Buy	3,468 +25	+0.7%	+$445	0.02%	630
2015 Q1	$64K	Buy	3,443 +225	+7%	+$4.15K	0.02%	595
2014 Q4	$58K	Buy	3,218 +125	+4%	+$2.23K	0.02%	610
2014 Q3	$54K	Buy	3,093 +1,716	+125%	+$30.1K	0.01%	901
2014 Q2	$24K	Buy	+1,377	New	+$24.3K	0.01%	539

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CreativeOne Wealth Overland Park, Kansas $4.31B AUM 19.42% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Next Financial Group's HPS Position: Q1 2021 in Review

Next Financial Group sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2021, closing a stake of 400 shares — an estimated $7K sold.

Next Financial Group first reported a position in HPS in Q2 2014 and held it in 23 quarters. The position peaked at $158K in Q4 2018. 62 funds tracked by Wall St. Rank hold HPS as of Q1 2021.

Next Financial Group reported no remaining John Hancock Preferred Income Fund III position as of Q1 2021 after selling out during the quarter.
Next Financial Group sold 400 John Hancock Preferred Income Fund III shares in Q1 2021, an estimated $7K.
Next Financial Group first reported a position in John Hancock Preferred Income Fund III in Q2 2014 and held it in 23 quarters.
Next Financial Group's John Hancock Preferred Income Fund III position peaked at $158K in Q4 2018.
62 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2021.

Based on Next Financial Group's 13F filing for Q1 2021, filed 16 Apr 2021.