Penserra Capital Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Penserra Capital Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-487	Closed	-$9K	–	557
2017 Q2	$9K	Buy	487 +44	+10%	+$831	﹤0.01%	427
2017 Q1	$8K	Sell	443 -66	-13%	-$1.21K	﹤0.01%	454
2016 Q4	$9K	Buy	509 +56	+12%	+$990	﹤0.01%	780
2016 Q3	$8K	Buy	453 +118	+35%	+$2.34K	﹤0.01%	823
2016 Q2	$7K	Hold	335	–	–	﹤0.01%	826
2016 Q1	$6	Sell	335 -31	-8%	-$563	﹤0.01%	664
2015 Q4	$7K	Buy	+366	New	+$6.26K	﹤0.01%	628

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Penserra Capital Management's HPS Position: Q3 2017 in Review

Penserra Capital Management sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2017, closing a stake of 487 shares — an estimated $9K sold.

Penserra Capital Management first reported a position in HPS in Q4 2015 and held it in 7 quarters. The position peaked at $9K in Q2 2017. 44 funds tracked by Wall St. Rank hold HPS as of Q3 2017.

Penserra Capital Management reported no remaining John Hancock Preferred Income Fund III position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 487 John Hancock Preferred Income Fund III shares in Q3 2017, an estimated $9K.
Penserra Capital Management first reported a position in John Hancock Preferred Income Fund III in Q4 2015 and held it in 7 quarters.
Penserra Capital Management's John Hancock Preferred Income Fund III position peaked at $9K in Q2 2017.
44 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.