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Gladstone Investment Corp

67 hedge funds and large institutions have $68M invested in Gladstone Investment Corp in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% less funds holding

Funds holding: 8067 (-13)

26% less capital invested

Capital invested by funds: $92.1M → $68M (-$24.1M)

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $264K

Holders
67
Holders Change
-13
Holders Change %
-16.25%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
30
Calls
Puts
$264K
Net Calls
-$264K
Net Calls Change
-$261K
Name Holding Trade Value Shares
Change
Change in
Stake
TA
76
Teachers Advisors
New York
-$470K -56,846 Closed
California State Teachers Retirement System (CalSTRS)
77
California State Teachers Retirement System (CalSTRS)
California
-$395K -47,725 Closed
Vanguard Group
78
Vanguard Group
Pennsylvania
-$346K -41,844 Closed
Charles Schwab
79
Charles Schwab
California
-$302K -36,400 Closed
Geode Capital Management
80
Geode Capital Management
Massachusetts
-$248K -30,102 Closed
GMIM
81
General Motors Investment Management
New York
-$221K -26,776 Closed
ProShare Advisors
82
ProShare Advisors
Maryland
-$221K -26,769 Closed
Manulife (Manufacturers Life Insurance)
83
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$211 -25,570 Closed
WCM
84
Wedge Capital Management
North Carolina
-$211K -25,500 Closed
Schroder Investment Management Group
85
Schroder Investment Management Group
United Kingdom
-$187K -22,600 Closed
MLICM
86
Metropolitan Life Insurance Company (MetLife)
New York
-$180K -21,811 Closed
Jane Street
87
Jane Street
New York
-$153K -18,527 Closed
State Board of Administration of Florida Retirement System
88
State Board of Administration of Florida Retirement System
Florida
-$132K -15,967 Closed
DTL
89
Dynamic Technology Lab
Singapore
-$121K -14,581 Closed
BA
90
BlackRock Advisors
Delaware
-$117K -14,136 Closed
GC
91
Guggenheim Capital
Illinois
-$107K -12,906 Closed
Principal Financial Group
92
Principal Financial Group
Iowa
-$91K -11,050 Closed
AllianceBernstein
93
AllianceBernstein
Tennessee
-$79K -9,527 Closed
BlackRock
94
BlackRock
New York
-$9K -1,126 Closed
NMIS
95
Northwestern Mutual Investment Services
Wisconsin
-$6K -750 Closed
PAM
96
Panagora Asset Management
Massachusetts
-$3K -371 Closed
Group One Trading
97
Group One Trading
Illinois
-$777 -100 Closed

GAIN Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2014, worth a combined $68M — down 26% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of GAIN and 17 opened new positions — a net loss of 13 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.07M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $6.14M sold.

  • 67 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2014, down from 80 in Q1 2014.
  • Funds reported $68M of Gladstone Investment Corp stock for Q2 2014, down 26% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q2 2014 and 30 closed out, a net change of -13 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2014 was Advisors Asset Management, an estimated $4.07M added.
  • The largest Gladstone Investment Corp seller in Q2 2014 was BlackRock Fund Advisors, an estimated $6.14M sold.

Based on aggregated 13F filings for Q2 2014.