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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $50.3M invested in Gladstone Investment Corp in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
21
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$2.66M
2
GCP
2
GSA Capital Partners
United Kingdom
$777K
3
AAM
3
Advisors Asset Management
Colorado
$6.27M
4
AG
4
Algert Global
California
$1.57M
5
BG
5
BlackRock Group
United Kingdom
$1.73M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$608K
2
DTL
2
Dynamic Technology Lab
Singapore
$0
3
HIM
3
Hillsdale Investment Management
Ontario, Canada
$527K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$1.44M
5
Morgan Stanley
5
Morgan Stanley
New York
$3.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
PSUF
51
People's United Financial
Connecticut
$17K -$13.6K -1,600 -44%
BBPWM
52
Blue Bell Private Wealth Management
Pennsylvania
$14K – – –
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$10K -$8.28K -966 -45%
Bank of America
54
Bank of America
North Carolina
$10K – – –
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$9K +1,000 New
Creative Planning
56
Creative Planning
Kansas
$8K -$116K -14,500 -94%
CG
57
Cutler Group
California
$8K -$4.17K -496 -34%
NFG
58
Next Financial Group
Texas
$8K +$8K +930 New
AG
59
Advisor Group
Arizona
$6K – – –
HR
60
Howe & Rusling
New York
$5K – – –
PCM
61
Penserra Capital Management
California
$4K +$442 +54 +12%
IA
62
IFP Advisors
Florida
$3K +$3K +375 New
TRCT
63
Tower Research Capital (TRC)
New York
$2K -$44.2K -6,453 -96%
MFS
64
MSI Financial Services
Massachusetts
$1K – – –
DTL
65
Dynamic Technology Lab
Singapore
– -$678K -76,260 Closed
Citadel Advisors
66
Citadel Advisors
Florida
– -$397K -44,690 Closed
DC
67
Deere & Company
Illinois
– -$328K -36,925 Closed
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
– -$313K -35,217 Closed
NCCM
69
Nine Chapters Capital Management
New Jersey
– -$180K -20,200 Closed
TSS
70
Two Sigma Securities
New York
– -$134K -15,057 Closed
CS
71
Credit Suisse
Switzerland
– -$93K -10,391 Closed
Simplex Trading
72
Simplex Trading
Illinois
– -$1K -181 Closed
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