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Gladstone Investment Corp

66 hedge funds and large institutions have $50.3M invested in Gladstone Investment Corp in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

19.63% more ownership

Funds ownership: 0%19.63% (+20%)

6% less funds holding

Funds holding: 7066 (-4)

6% less capital invested

Capital invested by funds: $53.5M → $50.3M (-$3.26M)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
21
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PSUF
51
People's United Financial
Connecticut
$17K -$13.4K -1,600 -44%
BBPWM
52
Blue Bell Private Wealth Management
Pennsylvania
$14K
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$10K -$8.12K -966 -45%
Bank of America
54
Bank of America
North Carolina
$10K
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$8.4K +1,000 New
Creative Planning
56
Creative Planning
Kansas
$8K -$122K -14,500 -94%
CG
57
Cutler Group
California
$8K -$4.17K -496 -34%
NFG
58
Next Financial Group
Texas
$8K +$7.82K +930 New
AG
59
Advisor Group
Arizona
$6K
HR
60
Howe & Rusling
New York
$5K
PCM
61
Penserra Capital Management
California
$4K +$454 +54 +12%
IA
62
IFP Advisors
Florida
$3K +$3.15K +375 New
TRCT
63
Tower Research Capital (TRC)
New York
$2K -$54.2K -6,453 -96%
MFS
64
MSI Financial Services
Massachusetts
$1K
DTL
65
Dynamic Technology Lab
Singapore
-$678K -76,260 Closed
Citadel Advisors
66
Citadel Advisors
Florida
-$397K -44,690 Closed
DC
67
Deere & Company
Illinois
-$328K -36,925 Closed
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
-$313K -35,217 Closed
NCCM
69
Nine Chapters Capital Management
New Jersey
-$180K -20,200 Closed
TSS
70
Two Sigma Securities
New York
-$134K -15,057 Closed
CS
71
Credit Suisse
Switzerland
-$93K -10,391 Closed
Simplex Trading
72
Simplex Trading
Illinois
-$1.52K -181 Closed

GAIN Hedge Fund Activity: Q4 2016 in Review

66 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2016, worth a combined $50.3M — down 6.1% from $53.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GAIN and 6 opened new positions — a net loss of 2 holders — while 26 trimmed existing stakes and 21 added.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $1.92M. The largest seller was Millennium Management, cutting an estimated $1.34M.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2016, down from 70 in Q3 2016.
  • Funds reported $50.3M of Gladstone Investment Corp stock for Q4 2016, down 6.1% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q4 2016 and 8 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2016 was Ladenburg Thalmann Financial Services, an estimated $1.92M added.
  • The largest Gladstone Investment Corp seller in Q4 2016 was Millennium Management, an estimated $1.34M sold.

Based on aggregated 13F filings for Q4 2016.