Gladstone Investment Corp
GAIN
56 hedge funds and large institutions have $55.8M invested in Gladstone Investment Corp in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 7 closing their positions.
14% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 7
2% more funds holding
Funds holding: 55 → 56 (+1)
2% more capital invested
Capital invested by funds: $54.8M → $55.8M (+$1.09M)
52% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 23
92% less call options, than puts
Call options by funds: $7K | Put options by funds: $83K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
California Public Employees Retirement System
Sacramento,
California
|
+$620K |
| 2 |
ACS
Archford Capital Strategies
Swansea,
Illinois
|
+$323K |
| 3 |
LPL Financial
San Diego,
California
|
+$168K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$158K |
| 5 |
Morgan Stanley
New York
|
+$96.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.4M |
| 2 |
Millennium Management
New York
|
-$444K |
| 3 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$300K |
| 4 |
HCS
Harvest Capital Strategies
San Francisco,
California
|
-$298K |
| 5 |
Goldman Sachs
New York
|
-$259K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PCM
51
Penserra Capital Management
Orinda,
California
| $3K | +$2.61K | +345 | New |
|
|
HF
52
Hoxton Financial
Shepherdstown,
West Virginia
| $2K | – | – | – |
|
53
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $11 | – | – | – |
|
|
54
Millennium Management
New York
| – | -$444K | -63,000 | Closed |
|
|
HCS
55
Harvest Capital Strategies
San Francisco,
California
| – | -$298K | -42,299 | Closed |
|
|
NCCM
56
Nine Chapters Capital Management
Short Hills,
New Jersey
| – | -$169K | -24,000 | Closed |
|
|
VKH
57
Virtu KCG Holdings
New York
| – | -$109K | -15,470 | Closed |
|
58
Simplex Trading
Chicago,
Illinois
| – | -$30.2K | -4,000 | Closed |
|
|
PSI
59
Pinnacle Summer Investments
Fairfax,
Virginia
| – | -$10.1K | -1,333 | -11% |
|
60
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$6K | -882 | Closed |
|
|
WCM
61
Windsor Capital Management
Phoenix,
Arizona
| – | -$5K | -800 | Closed |
|
GAIN Hedge Fund Activity: Q4 2015 in Review
56 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2015, worth a combined $55.8M — up 2% from $54.8M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new GAIN positions and 7 closed out — a net gain of 1 holder — while 11 added to existing stakes and 23 trimmed.
The largest buyer was California Public Employees Retirement System, opening a new position worth an estimated $620K. The largest seller was Advisors Asset Management, cutting an estimated $2.4M.
- 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2015, up from 55 in Q3 2015.
- Funds reported $55.8M of Gladstone Investment Corp stock for Q4 2015, up 2% quarter-over-quarter.
- 8 funds opened new Gladstone Investment Corp positions in Q4 2015 and 7 closed out, a net change of +1 holder.
- The largest Gladstone Investment Corp buyer in Q4 2015 was California Public Employees Retirement System, an estimated $620K added.
- The largest Gladstone Investment Corp seller in Q4 2015 was Advisors Asset Management, an estimated $2.4M sold.
Based on aggregated 13F filings for Q4 2015.