We are live on ! Find out more
GAIN icon

Gladstone Investment Corp
GAIN

59 hedge funds and large institutions have $63.6M invested in Gladstone Investment Corp in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,445% more call options, than puts

Call options by funds: $340K | Put options by funds: $22K

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

16% more capital invested

Capital invested by funds: $54.7M → $63.6M (+$8.82M)

5% more funds holding

Funds holding: 56 → 59 (+3)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
22
Reduced
15
Closed
8
Calls
$340K
Puts
$22K
Net Calls
+$318K
Net Calls Change
+$576K

Top Buyers

Rank Fund Capital Flow
1
TC
Talkot Capital
California
+$1.28M
2
WCM
Wedge Capital Management
North Carolina
+$882K
3
HIM
Hillsdale Investment Management
Ontario, Canada
+$758K
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$710K
5
IAM
ICM Asset Management
Washington
+$612K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$801K
2
State Street
State Street
Massachusetts
-$699K
3
Millennium Management
Millennium Management
New York
-$281K
4
ST
Spot Trading
Illinois
-$192K
5
Invesco
Invesco
Georgia
-$168K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$14K – – –
TRCT
52
Tower Research Capital (TRC)
New York
$13K -$4K -534 -23%
BBPWM
53
Blue Bell Private Wealth Management
Pennsylvania
$12K – – –
NFG
54
Next Financial Group
Texas
$11K – – –
WA
55
WFG Advisors
Texas
$10K – – –
Invesco
56
Invesco
Georgia
$7K -$168K -22,353 -96%
Citigroup
57
Citigroup
New York
$3K +$1.8K +240 +124%
HF
58
Hoxton Financial
West Virginia
$2K – – –
ST
59
Spot Trading
Illinois
– -$192K -27,450 Closed
PG
60
PEAK6 Group
Illinois
– -$70.3K -9,367 Closed
Simplex Trading
61
Simplex Trading
Illinois
– -$19K -2,700 Closed
NPC
62
National Planning Corporation
California
– -$14.5K -2,000 Closed
BRWM
63
B. Riley Wealth Management
Tennessee
– -$12K -1,776 Closed
Group One Trading
64
Group One Trading
Illinois
– -$1K -200 Closed
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
– -$1K -147 Closed
AWM
66
Avior Wealth Management
Nebraska
– -$1K -135 Closed
GT
67
Glenmede Trust
Pennsylvania
– +$1.1K +147 New
1 2
3

GAIN Hedge Fund Activity: Q1 2015 in Review

59 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2015, worth a combined $63.6M — up 16% from $54.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GAIN positions and 8 closed out — a net gain of 3 holders — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Talkot Capital, adding an estimated $1.28M. The largest seller was Advisors Asset Management, cutting an estimated $801K.

  • 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2015, up from 56 in Q4 2014.
  • Funds reported $63.6M of Gladstone Investment Corp stock for Q1 2015, up 16% quarter-over-quarter.
  • 11 funds opened new Gladstone Investment Corp positions in Q1 2015 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2015 was Talkot Capital, an estimated $1.28M added.
  • The largest Gladstone Investment Corp seller in Q1 2015 was Advisors Asset Management, an estimated $801K sold.

Based on aggregated 13F filings for Q1 2015.