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Gladstone Investment Corp
GAIN

Overview Fund Activity

67 hedge funds and large institutions have $68M invested in Gladstone Investment Corp in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 30 closing their positions.

Holders
67
Holders Change
-13
Holders Change %
-16.25%
% of All Funds
1.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
23
Reduced
17
Closed
30
Calls
–
Puts
$264K
Net Calls
-$264K
Net Calls Change
-$261K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$9.5M
2
Millennium Management
2
Millennium Management
New York
$1.52M
3
Deutsche Bank
3
Deutsche Bank
Germany
$1.26M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$3.16M
5
PP
5
Paloma Partners
Connecticut
$844K

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
AL
2
AJO LP
Pennsylvania
$321K
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$0
5
State Street
5
State Street
Massachusetts
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
51
Rotella Capital Management
Washington
$81K 10,921 +10,921 New
AG
52
Algert Global
California
$78K 10,503 -32,396 -76%
TRCT
53
Tower Research Capital (TRC)
New York
$60K 8,173 +6,743 +472%
PG
54
PEAK6 Group
Illinois
$45K 6,126 +6,126 New
NSIM
55
North Star Investment Management
Illinois
$38K 5,175 – –
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$28K 3,800 +3,800 New
Barclays
57
Barclays
United Kingdom
$21K 3,014 -18,469 -86%
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$20K 2,666 – –
Ameriprise
59
Ameriprise
Minnesota
$15K 2,110 -1,285 -38%
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$12K 1,650 -1,650 -50%
BRWM
61
B. Riley Wealth Management
Tennessee
$12K 1,688 +24 +1%
WA
62
WFG Advisors
Texas
$10K 1,350 – –
RIA
63
Regal Investment Advisors
Michigan
$6K 800 – –
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$5K 670 -9,686 -94%
Dimensional Fund Advisors
65
Dimensional Fund Advisors
Texas
$2K 284 – –
Citigroup
66
Citigroup
New York
$1K 174 -4,674 -96%
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$1K 118 +118 New
BFA
68
BlackRock Fund Advisors
California
– – -742,418 Closed
JPMorgan Chase & Co
69
JPMorgan Chase & Co
New York
– – -535,007 Closed
BIT
70
BlackRock Institutional Trust
California
– – -323,010 Closed
TC
71
TFS Capital
Pennsylvania
– – -161,524 Closed
TCIM
72
TIAA CREF Investment Management
New York
– – -114,041 Closed
BIM
73
BlackRock Investment Management
Delaware
– – -92,466 Closed
NFA
74
Nationwide Fund Advisors
Ohio
– – -89,139 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
– – -88,632 Closed
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