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Gladstone Investment Corp

67 hedge funds and large institutions have $68M invested in Gladstone Investment Corp in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% less funds holding

Funds holding: 8067 (-13)

26% less capital invested

Capital invested by funds: $92.1M → $68M (-$24.1M)

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $264K

Holders
67
Holders Change
-13
Holders Change %
-16.25%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
30
Calls
Puts
$264K
Net Calls
-$264K
Net Calls Change
-$261K
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
51
Rotella Capital Management
Washington
$81K +$84.8K +10,921 New
AG
52
Algert Global
California
$78K -$252K -32,396 -76%
TRCT
53
Tower Research Capital (TRC)
New York
$60K +$52.4K +6,743 +472%
PG
54
PEAK6 Group
Illinois
$45K +$47.6K +6,126 New
NSIM
55
North Star Investment Management
Illinois
$38K
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$28K +$29.5K +3,800 New
Barclays
57
Barclays
United Kingdom
$21K -$143K -18,469 -86%
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$20K
Ameriprise
59
Ameriprise
Minnesota
$15K -$9.98K -1,285 -38%
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$12K -$12.8K -1,650 -50%
BRWM
61
B. Riley Wealth Management
Tennessee
$12K +$186 +24 +1%
WA
62
WFG Advisors
Texas
$10K
RIA
63
Regal Investment Advisors
Michigan
$6K
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$5K -$75.2K -9,686 -94%
Dimensional Fund Advisors
65
Dimensional Fund Advisors
Texas
$2K
Citigroup
66
Citigroup
New York
$1K -$36.3K -4,674 -96%
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$1K +$917 +118 New
BFA
68
BlackRock Fund Advisors
California
-$6.14M -742,418 Closed
JP Morgan Chase
69
JP Morgan Chase
New York
-$4.42M -535,007 Closed
BIT
70
BlackRock Institutional Trust
California
-$2.67M -323,010 Closed
TC
71
TFS Capital
Pennsylvania
-$1.34M -161,524 Closed
TCIM
72
TIAA CREF Investment Management
New York
-$943K -114,041 Closed
BIM
73
BlackRock Investment Management
Delaware
-$765K -92,466 Closed
NFA
74
Nationwide Fund Advisors
Ohio
-$737K -89,139 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
-$733K -88,632 Closed

GAIN Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2014, worth a combined $68M — down 26% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of GAIN and 17 opened new positions — a net loss of 13 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.07M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $6.14M sold.

  • 67 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2014, down from 80 in Q1 2014.
  • Funds reported $68M of Gladstone Investment Corp stock for Q2 2014, down 26% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q2 2014 and 30 closed out, a net change of -13 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2014 was Advisors Asset Management, an estimated $4.07M added.
  • The largest Gladstone Investment Corp seller in Q2 2014 was BlackRock Fund Advisors, an estimated $6.14M sold.

Based on aggregated 13F filings for Q2 2014.