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Gladstone Investment Corp
GAIN

Overview Fund Activity

80 hedge funds and large institutions have $92.1M invested in Gladstone Investment Corp in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
2.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
28
Reduced
22
Closed
10
Calls
–
Puts
$3K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

1
AL
AJO LP
Pennsylvania
+$6.84M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$4.43M
3
AAM
Advisors Asset Management
Colorado
+$3.36M
4
SFM
Systematic Financial Management
New Jersey
+$1.87M
5
TC
TFS Capital
Pennsylvania
+$1.06M

Top Sellers

1
BI
Bulldog Investors
New Jersey
-$1.63M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$1.45M
3
Millennium Management
Millennium Management
New York
-$903K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$823K
5
Citadel Advisors
Citadel Advisors
Florida
-$701K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
51
Bank of America
North Carolina
$168K +$123K +14,887 +275%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$161K – – –
Jane Street
53
Jane Street
New York
$153K -$82.2K -9,954 -35%
State Board of Administration of Florida Retirement System
54
State Board of Administration of Florida Retirement System
Florida
$132K – – –
PSI
55
Pinnacle Summer Investments
Virginia
$125K -$33.7K -4,066 -21%
DTL
56
Dynamic Technology Lab
Singapore
$121K -$75.2K -9,058 -38%
AQR Capital Management
57
AQR Capital Management
Connecticut
$117K +$6.8K +822 +6%
BA
58
BlackRock Advisors
Delaware
$117K +$10.1K +1,223 +9%
AG
59
Aperio Group
California
$113K +$113K +13,666 New
GC
60
Guggenheim Capital
Illinois
$107K +$107K +12,906 New
Millennium Management
61
Millennium Management
New York
$96K -$903K -108,928 -90%
Principal Financial Group
62
Principal Financial Group
Iowa
$91K -$1.86K -226 -2%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$86K +$86K +10,356 New
AllianceBernstein
64
AllianceBernstein
Tennessee
$79K -$102K -12,250 -56%
NSIM
65
North Star Investment Management
Illinois
$43K +$43K +5,175 New
Citigroup
66
Citigroup
New York
$41K -$48.2K -5,694 -54%
Ameriprise
67
Ameriprise
Minnesota
$28K +$18.4K +2,235 +193%
BBPWM
68
Blue Bell Private Wealth Management
Pennsylvania
$27K – – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$22K – – –
BRWM
70
B. Riley Wealth Management
Tennessee
$14K +$14K +1,664 New
TRCT
71
Tower Research Capital (TRC)
New York
$12K -$28.6K -3,404 -70%
Creative Planning
72
Creative Planning
Kansas
$12K +$64 +8 +0.5%
WA
73
WFG Advisors
Texas
$11K – – –
BlackRock
74
BlackRock
New York
$9K – – –
RIA
75
Regal Investment Advisors
Michigan
$7K – – –
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