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Gladstone Investment Corp
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Overview Fund Activity

73 hedge funds and large institutions have $76.1M invested in Gladstone Investment Corp in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
73
Holders Change
+7
Holders Change %
+10.61%
% of All Funds
2.12%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.4M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$1.77M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.2M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2.31M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.99M

Top Sellers

1
BAM
1
Burgundy Asset Management
Ontario, Canada
$0
2
BI
2
Bulldog Investors
New Jersey
$1.63M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$731K
4
Goldman Sachs
4
Goldman Sachs
New York
$394K
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Barclays
51
Barclays
United Kingdom
$141K 17,558 +14,606 +495%
State Board of Administration of Florida Retirement System
52
State Board of Administration of Florida Retirement System
Florida
$129K 15,967 – –
GMIM
53
General Motors Investment Management
New York
$128K 15,862 +15,862 New
AQR Capital Management
54
AQR Capital Management
Connecticut
$107K 13,320 – –
AG
55
Aperio Group
California
– – – –
BA
56
BlackRock Advisors
Delaware
$104K 12,913 +515 +4%
PP
57
Paloma Partners
Connecticut
$92K 11,409 +11,409 New
Principal Financial Group
58
Principal Financial Group
Iowa
$91K 11,276 -208 -2%
Citigroup
59
Citigroup
New York
$84K 10,542 +5,580 +112%
Invesco
60
Invesco
Georgia
$44K 5,490 +4,718 +611%
Bank of America
61
Bank of America
North Carolina
$43K 5,405 -1,217 -18%
TRCT
62
Tower Research Capital (TRC)
New York
$39K 4,834 +4,338 +875%
BBPWM
63
Blue Bell Private Wealth Management
Pennsylvania
$27K 3,300 +3,300 New
Nomura Holdings
64
Nomura Holdings
Japan
$23K 2,800 +2,800 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$21K 2,666 – –
Creative Planning
66
Creative Planning
Kansas
$12K 1,497 -9,077 -86%
WA
67
WFG Advisors
Texas
$11K 1,350 – –
Ameriprise
68
Ameriprise
Minnesota
$9K 1,160 -2,650 -70%
BlackRock
69
BlackRock
New York
$9K 1,126 -419 -27%
RIA
70
Regal Investment Advisors
Michigan
$6K 800 – –
BNP Paribas Financial Markets
71
BNP Paribas Financial Markets
France
$2.77K 343 +343 New
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$2K 290 +290 New
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$198 24,646 +828 +3%
BAM
74
Burgundy Asset Management
Ontario, Canada
– – -2,652,322 Closed
PPA
75
Parametric Portfolio Associates
Washington
– – -39,975 Closed
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