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Gladstone Investment Corp
GAIN

Overview Fund Activity

71 hedge funds and large institutions have $57.4M invested in Gladstone Investment Corp in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+9
Holders Change %
+14.52%
% of All Funds
1.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
25
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$3.42M
2
GCP
GSA Capital Partners
United Kingdom
+$960K
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$519K
4
VanEck Associates
VanEck Associates
New York
+$464K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$293K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$3.18M
2
CIM
Confluence Investment Management
Missouri
-$1.06M
3
Millennium Management
Millennium Management
New York
-$725K
4
VKH
Virtu KCG Holdings
New York
-$407K
5
BlackRock
BlackRock
New York
-$400K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCA
26
Rowland Carmichael Advisors
Arizona
$392K +$245K +26,041 +166%
Wells Fargo
27
Wells Fargo
California
$386K +$9.86K +1,048 +3%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$293K +$293K +31,196 New
CIM
29
Confluence Investment Management
Missouri
$276K -$1.06M -113,173 -79%
Mackenzie Financial
30
Mackenzie Financial
Ontario, Canada
$263K – – –
RJA
31
Raymond James & Associates
Florida
$254K -$19.5K -2,069 -7%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$227K +$998 +106 +0.4%
CA
33
Corrado Advisors
New Jersey
$221K -$9.18K -975 -4%
OAM
34
Oxford Asset Management
United Kingdom
$191K -$122K -13,029 -39%
PPA
35
Parametric Portfolio Associates
Washington
$176K +$1.39K +148 +0.8%
EGA
36
Eagle Global Advisors
Texas
$171K -$16.9K -1,800 -9%
ARTA
37
A.R.T. Advisors
New York
$169K +$169K +18,000 New
SI
38
Sprott Inc
Ontario, Canada
$160K – – –
LPL Financial
39
LPL Financial
California
$155K -$399K -42,358 -72%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$153K +$19.9K +2,123 +15%
CPP
41
Crow Point Partners
Massachusetts
$140K +$140K +15,000 New
SWP
42
Stratos Wealth Partners
Ohio
$137K +$22.3K +2,382 +19%
Tudor Investment Corp
43
Tudor Investment Corp
Connecticut
$112K +$10.8K +1,152 +11%
Goldman Sachs
44
Goldman Sachs
New York
$105K -$270K -28,734 -72%
AL
45
Airain Ltd
Guernsey
$97K +$97K +10,310 New
CIBC World Market
46
CIBC World Market
Ontario, Canada
$96K +$96K +10,242 New
BTS
47
BB&T Securities
Virginia
$95K +$95K +10,118 New
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$67K +$2.77K +291 +4%
NSIM
49
North Star Investment Management
Illinois
$47K – – –
Citigroup
50
Citigroup
New York
$31K -$133K -14,037 -81%
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