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Gladstone Investment Corp

71 hedge funds and large institutions have $57.4M invested in Gladstone Investment Corp in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 21

15% more funds holding

Funds holding: 6271 (+9)

4% more capital invested

Capital invested by funds: $55.2M → $57.4M (+$2.2M)

1.41% less ownership

Funds ownership: 20.17%18.76% (-1.4%)

Holders
71
Holders Change
+9
Holders Change %
+14.52%
% of All Funds
1.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
21
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCA
26
Rowland Carmichael Advisors
Arizona
$392K +$242K +26,041 +166%
Wells Fargo
27
Wells Fargo
California
$386K +$9.76K +1,048 +3%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$293K +$290K +31,196 New
CIM
29
Confluence Investment Management
Missouri
$276K -$1.05M -113,173 -79%
Mackenzie Financial
30
Mackenzie Financial
Ontario, Canada
$263K
RJA
31
Raymond James & Associates
Florida
$254K -$19.3K -2,069 -7%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$227K +$987 +106 +0.4%
CA
33
Corrado Advisors
New Jersey
$221K -$9.08K -975 -4%
OAM
34
Oxford Asset Management
United Kingdom
$191K -$121K -13,029 -39%
PPA
35
Parametric Portfolio Associates
Washington
$176K +$1.38K +148 +0.8%
EGA
36
Eagle Global Advisors
Texas
$171K -$16.8K -1,800 -9%
ARTA
37
A.R.T. Advisors
New York
$169K +$168K +18,000 New
SI
38
Sprott Inc
Ontario, Canada
$160K
LPL Financial
39
LPL Financial
California
$155K -$394K -42,358 -72%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$153K +$19.8K +2,123 +15%
CPP
41
Crow Point Partners
Massachusetts
$140K +$140K +15,000 New
SWP
42
Stratos Wealth Partners
Ohio
$137K +$22.2K +2,382 +19%
Tudor Investment Corp
43
Tudor Investment Corp
Connecticut
$112K +$10.7K +1,152 +11%
Goldman Sachs
44
Goldman Sachs
New York
$105K -$267K -28,734 -72%
AL
45
Airain Ltd
Guernsey
$97K +$96K +10,310 New
CIBC World Market
46
CIBC World Market
Ontario, Canada
$96K +$95.3K +10,242 New
BTS
47
BB&T Securities
Virginia
$95K +$94.2K +10,118 New
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$67K +$2.71K +291 +4%
NSIM
49
North Star Investment Management
Illinois
$47K
Citigroup
50
Citigroup
New York
$31K -$131K -14,037 -81%

GAIN Hedge Fund Activity: Q2 2017 in Review

71 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2017, worth a combined $57.4M — up 4% from $55.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GAIN positions and 4 closed out — a net gain of 9 holders — while 25 added to existing stakes and 21 trimmed.

The largest buyer was Bank of Montreal, opening a new position worth an estimated $3.39M. The largest seller was UBS Group, cutting an estimated $3.15M.

  • 71 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2017, up from 62 in Q1 2017.
  • Funds reported $57.4M of Gladstone Investment Corp stock for Q2 2017, up 4% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q2 2017 and 4 closed out, a net change of +9 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2017 was Bank of Montreal, an estimated $3.39M added.
  • The largest Gladstone Investment Corp seller in Q2 2017 was UBS Group, an estimated $3.15M sold.

Based on aggregated 13F filings for Q2 2017.