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Gladstone Investment Corp
GAIN

Overview Fund Activity

56 hedge funds and large institutions have $55.8M invested in Gladstone Investment Corp in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
+1
Holders Change %
+1.82%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
23
Closed
7
Calls
$7K
Puts
$83K
Net Calls
-$76K
Net Calls Change
-$1K

Top Buyers

1
California Public Employees Retirement System
1
California Public Employees Retirement System
California
$629K
2
ACS
2
Archford Capital Strategies
Illinois
$295K
3
LPL Financial
3
LPL Financial
California
$259K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$563K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.39M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.74M
2
Millennium Management
2
Millennium Management
New York
$0
3
CIM
3
Confluence Investment Management
Missouri
$1.14M
4
HCS
4
Harvest Capital Strategies
California
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$80K
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$239K -$228K -29,700 -49%
PPA
27
Parametric Portfolio Associates
Washington
$185K -$169 -22 -0.1%
Citigroup
28
Citigroup
New York
$166K +$21K +2,746 +14%
YP
29
Yellowstone Partners
Idaho
$158K – – –
D.E. Shaw & Co
30
D.E. Shaw & Co
New York
$151K -$63.4K -8,266 -30%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$140K -$6.22K -814 -4%
Tudor Investment Corp
32
Tudor Investment Corp
Connecticut
$113K -$13.2K -1,727 -10%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$95K -$7.12K -925 -7%
AIG
34
American International Group
New York
$94K +$7.3K +962 +8%
SWP
35
Stratos Wealth Partners
Ohio
$82K – – –
Goldman Sachs
36
Goldman Sachs
New York
$80K -$262K -34,307 -77%
PG
37
PEAK6 Group
Illinois
$47K +$24K +3,156 +104%
NSIM
38
North Star Investment Management
Illinois
$40K – – –
Deutsche Bank
39
Deutsche Bank
Germany
$34K -$172K -22,803 -84%
TRCT
40
Tower Research Capital (TRC)
New York
$29K +$29K +3,774 New
AWMS
41
Advocacy Wealth Management Services
Georgia
$28K +$28K +3,700 New
CG
42
Cutler Group
California
$22K +$22K +2,940 New
PSUF
43
People's United Financial
Connecticut
$21K +$21K +2,700 New
JPMorgan Chase & Co
44
JPMorgan Chase & Co
New York
$21K +$21K +2,793 New
PI
45
PineBridge Investments
New York
$16K – – –
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
$13K – – –
WA
47
WFG Advisors
Texas
$10K – – –
ASN
48
Advisory Services Network
Georgia
$10K – – –
Bank of America
49
Bank of America
North Carolina
$9K -$1.8K -233 -17%
HR
50
Howe & Rusling
New York
$5K – – –
1
2
3