FYX icon

First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

117 hedge funds and large institutions have $573M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
-7
Holders Change %
-5.65%
% of All Funds
2.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
49
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SMF
1
Sterling Manor Financial
New York
$8.34M
2
FTUS
2
Flow Traders U.S.
New York
$4.29M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$41.7M
4
FHC
4
First Heartland Consultants
Missouri
$3.72M
5
Bank of America
5
Bank of America
North Carolina
$52M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$47.4M
2
HWM
2
Holloway Wealth Management
Florida
$6.78M
3
Morgan Stanley
3
Morgan Stanley
New York
$71.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12M
5
SFS
5
Sowell Financial Services
Arkansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TIM
76
Total Investment Management
Arizona
$366K -$97.4K -1,065 -21%
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$342K +$131K +1,431 +62%
DFA
78
DHJJ Financial Advisors
Illinois
$333K +$1.37K +15 +0.4%
KPWS
79
Kestra Private Wealth Services
Texas
$320K -$42.3K -462 -12%
GIA
80
Gladstone Institutional Advisory
Florida
$315K -$2.02M -22,138 -87%
ASN
81
Advisory Services Network
Georgia
$306K +$92 +1 +0%
Ameriprise
82
Ameriprise
Minnesota
$294K +$294K +3,212 New
PFA
83
Professional Financial Advisors
Nebraska
$276K -$3.66K -40 -1%
GVAG
84
Great Valley Advisor Group
Delaware
$260K +$183 +2 +0.1%
IA
85
Insight Advisors
Pennsylvania
$246K -$59.2K -597 -19%
WS
86
Wedbush Securities
California
$225K – – –
VVP
87
Venture Visionary Partners
Ohio
$214K – – –
WAS
88
Wealth Advisory Solutions
Indiana
$212K – – –
APA
89
American Portfolios Advisors
New York
$187K – – –
AF
90
Allworth Financial
California
$186K – – –
Koshinski Asset Management
91
Koshinski Asset Management
Illinois
$158K +$158K +1,725 New
PNC Financial Services Group
92
PNC Financial Services Group
Pennsylvania
$139K +$183 +2 +0.1%
US Bancorp
93
US Bancorp
Minnesota
$121K -$13.5K -147 -10%
CHC
94
City Holding Co
West Virginia
$105K – – –
KIG
95
Kowal Investment Group
Wisconsin
$105K +$105K +1,145 New
JCM
96
Jacobi Capital Management
Pennsylvania
$82K – – –
SAM
97
Strategic Asset Management
Minnesota
$81K +$81K +862 New
Rockefeller Capital Management
98
Rockefeller Capital Management
New York
$76K +$90 +1 +0.1%
CWC
99
Carolinas Wealth Consulting
North Carolina
$62K +$92 +1 +0.1%
GWSG
100
GPS Wealth Strategies Group
Colorado
$48K -$4.05K -44 -8%
2 3
4
5 6