Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Rockefeller Capital Management’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.06M Sell
8,917
-16
-0.2% -$1.93K ﹤0.01% 1583
2025
Q4 		$1.01M Buy
8,933
+2,980
+50% +$331K ﹤0.01% 1553
2025
Q3 		$649K Buy
+5,953
New +$618K ﹤0.01% 1639
2024
Q1 		– Sell
-10,668
Closed -$977K – 1689
2023
Q4 		$977K Buy
+10,668
New +$876K ﹤0.01% 1144
2023
Q3 		– Sell
-7,528
Closed -$619K – 1611
2023
Q2 		$619K Buy
7,528
+5,005
+198% +$395K ﹤0.01% 1258
2023
Q1 		$203K Buy
2,523
+2,100
+496% +$175K ﹤0.01% 1811
2022
Q4 		$33K Buy
423
+2
+0.5% +$159 ﹤0.01% 2579
2022
Q3 		$30K Buy
421
+101
+32% +$8.21K ﹤0.01% 2589
2022
Q2 		$24K Buy
+320
New +$26.8K ﹤0.01% 2637
2021
Q4 		– Sell
-840
Closed -$76K – 3841
2021
Q3 		$76K Buy
840
+1
+0.1% +$91 ﹤0.01% 1977
2021
Q2 		$78K Buy
839
+407
+94% +$37.9K ﹤0.01% 1898
2021
Q1 		$39K Sell
432
-249
-37% -$21.9K ﹤0.01% 1987
2020
Q4 		$52K Buy
+681
New +$46.5K ﹤0.01% 1674

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