We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $503M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 46 increasing their positions, 49 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $491M → $503M (+$12.3M)

0.2% less ownership

Funds ownership: 62.97%62.77% (-0.2%)

6% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 49

2% less funds holding

Funds holding: 128126 (-2)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
126
Holders Change
-2
Holders Change %
-1.56%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
46
Reduced
49
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
51
CAPTRUST Financial Advisors
North Carolina
$1.22M +$167 +2 +0%
NFG
52
Nations Financial Group
Iowa
$1.15M +$5.51K +66 +0.5%
Citadel Advisors
53
Citadel Advisors
Florida
$1.08M +$523K +6,268 +88%
PIAS
54
PCA Investment Advisory Services
Ohio
$1.05M +$1.08M +13,002 New
RFP
55
Root Financial Partners
California
$1.03M +$1.06M +12,726 New
MML Investors Services
56
MML Investors Services
Massachusetts
$895K +$252K +3,018 +37%
VCM
57
Virtue Capital Management
Tennessee
$847K
BFEC
58
Benjamin F. Edwards & Company
Missouri
$836K +$347K +4,162 +67%
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$738K -$1.89M -22,625 -71%
IFG
60
Independent Financial Group
California
$699K +$41.8K +501 +6%
SCA
61
Snowden Capital Advisors
New York
$649K +$229K +2,741 +52%
CS
62
Comerica Securities
Michigan
$644K -$27.8K -333 -4%
PAG
63
Private Advisor Group
New Jersey
$642K -$5.22M -62,618 -89%
OMC
64
Old Mission Capital
Illinois
$615K +$637K +7,632 New
KWS
65
Keystone Wealth Services
California
$614K -$26.3K -315 -4%
HI
66
Harbour Investments
Wisconsin
$555K +$24.7K +296 +4%
OC
67
Oppenheimer & Co
New York
$553K +$5.34K +64 +0.9%
CWP
68
Cyndeo Wealth Partners
Florida
$495K
AF
69
Allworth Financial
California
$448K -$153K -1,836 -25%
DFA
70
DHJJ Financial Advisors
Illinois
$446K +$17K +204 +4%
SI
71
Stephens Inc
Arkansas
$443K
SMC
72
Smith, Moore & Co
Missouri
$434K +$918 +11 +0.2%
IWN
73
Independent Wealth Network
Iowa
$429K -$4K -48 -0.9%
SWM
74
Solano Wealth Management
California
$413K +$427K +5,120 New
KPWS
75
Kestra Private Wealth Services
Texas
$408K -$110K -1,320 -21%

FYX Hedge Fund Activity: Q1 2023 in Review

126 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2023, worth a combined $503M — up 2.5% from $491M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 12 closed out — a net gain of 1 holder — while 46 added to existing stakes and 49 trimmed.

The largest buyer was Bank of America, adding an estimated $2.64M. The largest seller was Private Advisor Group, cutting an estimated $5.22M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2023, down from 128 in Q4 2022.
  • Funds reported $503M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2023, up 2.5% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2023 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2023 was Bank of America, an estimated $2.64M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2023 was Private Advisor Group, an estimated $5.22M sold.

Based on aggregated 13F filings for Q1 2023.