Root Financial Partners’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Root Financial Partners’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$670K	Sell	4,977 -447	-8%	-$63.3K	0.02%	185
2026 Q2	$783K	Sell	5,424 -502	-8%	-$66.7K	0.03%	142
2026 Q1	$707K	Sell	5,926 -199	-3%	-$24K	0.03%	129
2025 Q4	$693K	Sell	6,125 -1,008	-14%	-$112K	0.04%	127
2025 Q3	$777K	Buy	7,133 +513	+8%	+$53.3K	0.05%	101
2025 Q2	$644K	Sell	6,620 -769	-10%	-$69.6K	0.06%	99
2025 Q1	$666K	Sell	7,389 -58	-0.8%	-$5.69K	0.07%	91
2024 Q4	$753K	Sell	7,447 -810	-10%	-$83.6K	0.09%	82
2024 Q3	$822K	Sell	8,257 -1,104	-12%	-$106K	0.13%	59
2024 Q2	$847K	Sell	9,361 -487	-5%	-$44.1K	0.2%	43
2024 Q1	$918K	Sell	9,848 -26	-0.3%	-$2.33K	0.27%	35
2023 Q4	$904K	Sell	9,874 -500	-5%	-$41.1K	0.34%	30
2023 Q3	$837K	Sell	10,374 -1,361	-12%	-$115K	0.44%	28
2023 Q2	$965K	Sell	11,735 -991	-8%	-$78.3K	0.57%	25
2023 Q1	$1.03M	Buy	+12,726	New	+$1.06M	0.73%	26

Other funds holding FYX

Genesee Capital Advisors Auburn, New York $318M AUM 26.07% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Crusonia Wealth Advisors Denver, Colorado $667M AUM 14.93% 1-Year Est. Return

Chicago Partners Investment Group Chicago, Illinois $5.45B AUM 19.52% 1-Year Est. Return

Wealth Alliance Advisory Group Wichita, Kansas $712M AUM 16.81% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $18.6B AUM 17.65% 1-Year Est. Return

Mainsail Financial Group Bellevue, Washington $297M AUM 18.24% 1-Year Est. Return

City Holding Co Charleston, West Virginia $898M AUM 21.62% 1-Year Est. Return

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $325M AUM 9.79% 1-Year Est. Return

MTM Investment Management Spartanburg, South Carolina $346M AUM 17.64% 1-Year Est. Return

Root Financial Partners's FYX Position: Q3 2026 in Review

Root Financial Partners reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 8.2% in Q3 2026, selling an estimated $63.3K and leaving 4,977 shares worth $670K. The position accounts for 0.02% of the portfolio, ranked #185.

Root Financial Partners first reported a position in FYX in Q1 2023 and has held it in 15 quarters since. The position peaked at $1.03M in Q1 2023. 65 funds tracked by Wall St. Rank hold FYX as of Q3 2026.

Root Financial Partners held 4,977 shares of First Trust Small Cap Core AlphaDEX Fund worth $670K as of Q3 2026.
Root Financial Partners sold 447 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2026, an estimated $63.3K.
First Trust Small Cap Core AlphaDEX Fund made up 0.02% of Root Financial Partners's portfolio in Q3 2026, its #185 holding.
Root Financial Partners first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2023 and has held it in 15 quarters since.
Root Financial Partners's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.03M in Q1 2023.
65 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2026.

Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.