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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

0.97% more ownership

Funds ownership: 63.29%64.26% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

6% less funds holding

Funds holding: 134126 (-8)

7% less capital invested

Capital invested by funds: $626M → $584M (-$41.2M)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

Holders
126
Holders Change
-8
Holders Change %
-5.97%
% of All Funds
1.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
12
Increased
46
Reduced
44
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$1.23M +$8.51K +93 +0.7%
VCM
52
Virtue Capital Management
Tennessee
$1.02M
CS
53
Comerica Securities
Michigan
$858K -$70.6K -772 -8%
KWS
54
Keystone Wealth Services
California
$857K -$62.5K -683 -7%
CA
55
Cetera Advisors
Colorado
$786K +$424K +4,634 +117%
FHC
56
First Heartland Consultants
Missouri
$710K -$3.88M -42,450 -85%
OC
57
Oppenheimer & Co
New York
$692K -$141K -1,543 -17%
MCC
58
Money Concepts Capital
Florida
$691K +$690K +7,546 New
IFG
59
Independent Financial Group
California
$678K +$67.4K +737 +11%
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$652K -$1.04M -11,415 -62%
TRCT
61
Tower Research Capital (TRC)
New York
$651K -$44.5K -487 -6%
AWM
62
Apollon Wealth Management
South Carolina
$644K -$146K -1,600 -19%
SOS
63
Silver Oak Securities
Tennessee
$607K +$632K +6,910 New
MML Investors Services
64
MML Investors Services
Massachusetts
$553K +$188K +2,059 +52%
MA
65
MONECO Advisors
Connecticut
$550K +$550K +6,012 New
IWN
66
Independent Wealth Network
Iowa
$546K +$16.5K +180 +3%
IWM
67
IHT Wealth Management
Illinois
$505K -$20K -219 -4%
SI
68
Stephens Inc
Arkansas
$504K +$503K +5,500 New
SPIA
69
Steward Partners Investment Advisory
New York
$489K -$9.97K -109 -2%
SMC
70
Smith, Moore & Co
Missouri
$489K +$61.7K +675 +14%
CAAS
71
Capital Asset Advisory Services
Michigan
$488K -$915 -10 -0.2%
SCA
72
Snowden Capital Advisors
New York
$487K +$30.9K +338 +7%
TA
73
TFG Advisers
Michigan
$460K +$16.5K +180 +4%
EW
74
Element Wealth
Mississippi
$454K -$8.69K -95 -2%
AWM
75
AE Wealth Management
Kansas
$428K +$19.3K +211 +5%

FYX Hedge Fund Activity: Q1 2022 in Review

126 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2022, worth a combined $584M — down 6.6% from $626M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FYX and 12 opened new positions — a net loss of 6 holders — while 44 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $14.3M. The largest seller was Wells Fargo, cutting an estimated $15.6M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2022, down from 134 in Q4 2021.
  • Funds reported $584M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2022, down 6.6% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $14.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2022 was Wells Fargo, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2022.