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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

103 hedge funds and large institutions have $280M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
19
Increased
37
Reduced
37
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.21M
2
CS
Credit Suisse
Switzerland
+$3.88M
3
UBS Group
UBS Group
Switzerland
+$3.19M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.18M
5
KWM
Kingsview Wealth Management
Oregon
+$1.8M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$27.2M
2
AIA
Arrow Investment Advisors
Maryland
-$14.9M
3
PFA
Pinnacle Family Advisors
Missouri
-$13.2M
4
BTS
BB&T Securities
Virginia
-$12M
5
Morgan Stanley
Morgan Stanley
New York
-$10.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
HSA
51
HBK Sorce Advisory
Pennsylvania
$535K +$535K +9,881 New
BFEC
52
Benjamin F. Edwards & Company
Missouri
$530K +$452K +8,352 +582%
BTS
53
BB&T Securities
Virginia
$528K -$12M -222,283 -96%
WS
54
Wedbush Securities
California
$514K +$2.11K +39 +0.4%
PGA
55
Premia Global Advisors
Florida
$503K -$198K -3,664 -28%
CP
56
Camelot Portfolios
Ohio
$499K -$544K -10,043 -52%
First Trust Advisors
57
First Trust Advisors
Illinois
$441K -$2.65K -49 -0.6%
LI
58
LVZ Inc
Michigan
$373K +$1.41K +26 +0.4%
AIC
59
Ameritas Investment Company
Nebraska
$371K +$371K +6,858 New
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$365K -$25.5K -470 -7%
BW
61
Bison Wealth
Georgia
$364K -$70K -1,292 -16%
LWAC
62
Laurel Wealth Advisors (California)
California
$356K +$54 +1 +0%
SFS
63
Sowell Financial Services
Arkansas
$355K +$355K +6,558 New
FHC
64
First Heartland Consultants
Missouri
$345K +$2.44K +45 +0.7%
TA
65
TFG Advisers
Michigan
$302K +$302K +5,577 New
SG
66
StoneX Group
New York
$296K -$55.4K -1,023 -16%
VFA
67
Voya Financial Advisors
Connecticut
$283K -$26K -482 -8%
SWP
68
Stratos Wealth Partners
Ohio
$265K -$60.7K -1,121 -19%
PFA
69
Pinnacle Family Advisors
Missouri
$249K -$13.2M -244,286 -98%
Renaissance Technologies
70
Renaissance Technologies
New York
$244K +$244K +4,500 New
SPIA
71
Steward Partners Investment Advisory
New York
$240K -$46.4K -860 -16%
OIA
72
OneDigital Investment Advisors
Kansas
$236K +$236K +4,350 New
PGFC
73
Peapack-Gladstone Financial Corp
New Jersey
$217K – – –
IWM
74
IHT Wealth Management
Illinois
$208K +$208K +3,837 New
Citigroup
75
Citigroup
New York
$170K -$11.8K -217 -6%
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