Renaissance Technologies’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Renaissance Technologies’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-3,230	Closed	-$253K	–	4121
2022 Q4	$253K	Buy	+3,230	New	+$257K	﹤0.01%	3310
2019 Q1	–	Sell	-4,500	Closed	-$244K	–	3529
2018 Q4	$244K	Buy	+4,500	New	+$273K	﹤0.01%	3086
2018 Q3	–	Sell	-3,100	Closed	-$205K	–	3401
2018 Q2	$205K	Buy	+3,100	New	+$198K	﹤0.01%	3067

Other funds holding FYX

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Renaissance Technologies's FYX Position: Q1 2023 in Review

Renaissance Technologies sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2023, closing a stake of 3,230 shares — an estimated $253K sold.

Renaissance Technologies first reported a position in FYX in Q2 2018 and held it in 3 quarters. The position peaked at $253K in Q4 2022. 126 funds tracked by Wall St. Rank hold FYX as of Q1 2023.

Renaissance Technologies reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Renaissance Technologies sold 3,230 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2023, an estimated $253K.
Renaissance Technologies first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Renaissance Technologies's First Trust Small Cap Core AlphaDEX Fund position peaked at $253K in Q4 2022.
126 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2023.

Based on Renaissance Technologies's 13F filing for Q1 2023, filed 12 May 2023.