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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

85 hedge funds and large institutions have $289M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
1.93%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
28
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$65.6M
2
PFA
2
Pinnacle Family Advisors
Missouri
$6.15M
3
FAAS
3
First Allied Advisory Services
California
$6.54M
4
Morgan Stanley
4
Morgan Stanley
New York
$52.3M
5
CG
5
Colony Group
Massachusetts
$3.44M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
Stifel Financial
2
Stifel Financial
Missouri
$1.77M
3
Bank of America
3
Bank of America
North Carolina
$9.16M
4
IH
4
IFC Holdings
Florida
$1.54M
5
ICOA
5
Investment Centers of America
North Dakota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
51
Ameriprise
Minnesota
$321K 5,243 -6,731 -56%
VFA
52
Voya Financial Advisors
Connecticut
$319K 5,176 +347 +7%
SWP
53
Stratos Wealth Partners
Ohio
$315K 5,151 +378 +8%
CWM
54
Cornerstone Wealth Management
Missouri
$313K 5,026 -640 -11%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$310K 5,069 -703 -12%
HPC
56
HM Payson & Co
Maine
$295K 4,828 – –
MML Investors Services
57
MML Investors Services
Massachusetts
$282K 4,611 -14,548 -76%
SF
58
Synovus Financial
Georgia
$263K 4,308 -1,690 -28%
BTS
59
BB&T Securities
Virginia
$261K 4,282 +255 +6%
PGFC
60
Peapack-Gladstone Financial Corp
New Jersey
$245K 4,001 – –
GFPC
61
Global Financial Private Capital
Florida
$239K 3,907 +3,907 New
Citigroup
62
Citigroup
New York
$214K 3,489 -24 -0.7%
ASN
63
Advisory Services Network
Georgia
$209K 3,419 +550 +19%
SG
64
StoneX Group
New York
$204K 3,327 +3,327 New
M&T Bank
65
M&T Bank
New York
$202K 3,310 +3,310 New
CHC
66
City Holding Co
West Virginia
$125K 2,045 +2,045 New
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$88K 1,431 – –
WAP
68
Wealthcare Advisory Partners
Pennsylvania
$57K 930 – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$50K 815 +815 New
IWM
70
IHT Wealth Management
Illinois
$47K 760 +565 +290%
AWA
71
Acorn Wealth Advisors
Michigan
$39K 634 +634 New
APA
72
American Portfolios Advisors
New York
$27.3K 447 +447 New
RFC
73
Regions Financial Corp
Alabama
$27K 443 +443 New
GRP
74
Global Retirement Partners
California
$22K 364 – –
1IA
75
1834 Investment Advisors
Wisconsin
$21K 345 +345 New
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