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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

103 hedge funds and large institutions have $280M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
19
Increased
37
Reduced
37
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.21M
2
CS
Credit Suisse
Switzerland
+$3.88M
3
UBS Group
UBS Group
Switzerland
+$3.19M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.18M
5
KWM
Kingsview Wealth Management
Oregon
+$1.8M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$27.2M
2
AIA
Arrow Investment Advisors
Maryland
-$14.9M
3
PFA
Pinnacle Family Advisors
Missouri
-$13.2M
4
BTS
BB&T Securities
Virginia
-$12M
5
Morgan Stanley
Morgan Stanley
New York
-$10.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.99M +$276K +5,073 +16%
MML Investors Services
27
MML Investors Services
Massachusetts
$1.86M -$293K -5,410 -14%
US Bancorp
28
US Bancorp
Minnesota
$1.83M -$143K -2,646 -7%
KWM
29
Kingsview Wealth Management
Oregon
$1.8M +$1.8M +33,257 New
CCA
30
Clearwater Capital Advisors
Illinois
$1.79M -$151K -2,784 -8%
CWS
31
Cypress Wealth Services
California
$1.75M +$993K +18,342 +131%
CPIG
32
Chicago Partners Investment Group
Illinois
$1.73M +$1.1M +18,767 +175%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.64M -$529K -9,752 -24%
Stifel Financial
34
Stifel Financial
Missouri
$1.59M -$229K -4,251 -13%
LA
35
LexAurum Advisors
Kansas
$1.56M +$76.8K +1,418 +5%
CAN
36
Cetera Advisor Networks
California
$1.51M +$29K +536 +2%
NWM
37
Northwest Wealth Management
Iowa
$1.38M +$714K +13,178 +107%
PNC
38
Park National Corp
Ohio
$1.36M +$96.5K +1,783 +8%
WI
39
Wintrust Investments
Illinois
$1.34M +$35.7K +659 +3%
UR
40
USCA RIA
Texas
$1.19M +$11.5K +212 +1%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$1.08M -$61.6K -1,139 -5%
FWM
42
Frontier Wealth Management
Missouri
$1.07M +$108K +2,001 +11%
CS
43
Comerica Securities
Michigan
$930K -$48.9K -904 -5%
SCA
44
Snowden Capital Advisors
New York
$872K -$1.53M -28,333 -64%
JPMorgan Chase & Co
45
JPMorgan Chase & Co
New York
$820K -$652 -12 -0.1%
TRCT
46
Tower Research Capital (TRC)
New York
$697K +$545K +10,072 +359%
GIA
47
Gladstone Institutional Advisory
Florida
$646K +$646K +11,921 New
CBFP
48
Cedar Brook Financial Partners
Ohio
$637K +$637K +11,764 New
IA
49
IFP Advisors
Florida
$618K -$26.6K -493 -4%
CFGS
50
Concourse Financial Group Securities
Alabama
$544K +$243K +4,490 +81%
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