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First Trust Small Cap Core AlphaDEX Fund

95 hedge funds and large institutions have $356M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

86% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 21

34% more capital invested

Capital invested by funds: $267M → $356M (+$89.7M)

10% more funds holding

Funds holding: 8695 (+9)

5.52% more ownership

Funds ownership: 50.09%55.61% (+5.5%)

Holders
95
Holders Change
+9
Holders Change %
+10.47%
% of All Funds
2.17%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
16
Increased
39
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
26
Regal Investment Advisors
Michigan
$2.45M -$481K -7,535 -17%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$2.43M -$67.4K -1,057 -3%
CCA
28
Clearwater Capital Advisors
Illinois
$2.4M +$194K +3,043 +9%
US Bancorp
29
US Bancorp
Minnesota
$2.31M +$218K +3,415 +11%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$2.26M
PGA
31
Premia Global Advisors
Florida
$2.03M +$2.09M +32,694 New
CAN
32
Cetera Advisor Networks
California
$1.68M -$515K -8,076 -24%
WI
33
Wintrust Investments
Illinois
$1.66M +$65.4K +1,026 +4%
Stifel Financial
34
Stifel Financial
Missouri
$1.65M -$54.2K -849 -3%
PNC
35
Park National Corp
Ohio
$1.44M -$152K -2,380 -10%
UR
36
USCA RIA
Texas
$1.4M +$243K +3,803 +22%
CP
37
Camelot Portfolios
Ohio
$1.3M +$773K +12,117 +159%
CS
38
Comerica Securities
Michigan
$1.22M +$144K +2,253 +14%
FWM
39
Frontier Wealth Management
Missouri
$1.11M -$2.42K -38 -0.2%
SCA
40
Snowden Capital Advisors
New York
$1.06M +$123K +1,930 +14%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$1.06M +$97.8K +1,534 +11%
JP Morgan Chase
42
JP Morgan Chase
New York
$999K -$41.7K -653 -4%
IA
43
IFP Advisors
Florida
$950K +$197K +3,083 +27%
CWS
44
Cypress Wealth Services
California
$866K +$216K +3,382 +35%
NWM
45
Northwest Wealth Management
Iowa
$828K -$6.95K -109 -0.9%
CPIG
46
Chicago Partners Investment Group
Illinois
$667K
WS
47
Wedbush Securities
California
$624K
First Trust Advisors
48
First Trust Advisors
Illinois
$541K -$26.6K -417 -5%
BW
49
Bison Wealth
Georgia
$479K +$61.4K +962 +15%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$462K +$105K +1,641 +31%

FYX Hedge Fund Activity: Q2 2018 in Review

95 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2018, worth a combined $356M — up 34% from $267M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FYX positions and 5 closed out — a net gain of 11 holders — while 39 added to existing stakes and 21 trimmed.

The largest buyer was Wells Fargo, adding an estimated $19.5M. The largest seller was Legacy Private Trust, cutting an estimated $1.12M.

  • 95 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2018, up from 86 in Q1 2018.
  • Funds reported $356M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2018, up 34% quarter-over-quarter.
  • 16 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2018 and 5 closed out, a net change of +11 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2018 was Wells Fargo, an estimated $19.5M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2018 was Legacy Private Trust, an estimated $1.12M sold.

Based on aggregated 13F filings for Q2 2018.