We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund
FYT

68 hedge funds and large institutions have $122M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 21

1% less funds holding

Funds holding: 69 → 68 (-1)

2.63% less ownership

Funds ownership: 72.76% → 70.13% (-2.6%)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

25% less capital invested

Capital invested by funds: $163M → $122M (-$41.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
23
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.56M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.73M
3
GVAG
Great Valley Advisor Group
Delaware
+$1.65M
4
SPC
Sigma Planning Corp
Michigan
+$1.44M
5
Jane Street
Jane Street
New York
+$892K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$16.6M
2
Wells Fargo
Wells Fargo
California
-$9.17M
3
OPOWM
One Plus One Wealth Management
Florida
-$5.43M
4
Truist Financial
Truist Financial
North Carolina
-$3.71M
5
SMF
Sterling Manor Financial
New York
-$2.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
51
Founders Financial Alliance
North Carolina
$113K – – –
CWM
52
Cranbrook Wealth Management
Michigan
$74K – – –
SPIA
53
Steward Partners Investment Advisory
New York
$53K -$1.57M -33,999 -96%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$47K +$1.67K +36 +3%
Fidelity Investments
55
Fidelity Investments
Massachusetts
$42K +$46 +1 +0.1%
GRP
56
Global Retirement Partners
California
$40K +$7.23K +156 +22%
SWM
57
Spire Wealth Management
Virginia
$30K -$78.8K -1,702 -70%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$30K -$43.5K -939 -56%
MIM
59
MTM Investment Management
South Carolina
$25K +$13K +280 +86%
CFGS
60
Concourse Financial Group Securities
Alabama
$22K – – –
DWMG
61
DB Wealth Management Group
California
$22K +$24.7K +534 New
VCM
62
Vigilant Capital Management
Maine
$13K +$14.5K +312 New
IA
63
IFP Advisors
Florida
$10K -$9.64K -208 -44%
TWC
64
TD Waterhouse Canada
Ontario, Canada
$9.26K – – –
APA
65
American Portfolios Advisors
New York
$4.05K – – –
Citigroup
66
Citigroup
New York
$4K – – –
MOS
67
MGO One Seven
Ohio
$410 – – –
OPOWM
68
One Plus One Wealth Management
Florida
– -$5.43M -123,249 Closed
SMF
69
Sterling Manor Financial
New York
– -$2.03M -46,196 Closed
ARC
70
Advisor Resource Council
Texas
– -$460K -10,452 Closed
AWM
71
AE Wealth Management
Kansas
– -$220K -4,995 Closed
AWA
72
Arkadios Wealth Advisors
Georgia
– -$207K -4,703 Closed
SWM
73
SeaCrest Wealth Management
New York
– -$120K -2,726 Closed
RG
74
Retirement Group
California
– -$1K -25 Closed
1 2
3

FYT Hedge Fund Activity: Q3 2022 in Review

68 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2022, worth a combined $122M — down 25% from $163M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FYT and 7 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 23 added.

The largest buyer was Morgan Stanley, adding an estimated $2.56M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $16.6M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2022, down from 69 in Q2 2022.
  • Funds reported $122M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2022, down 25% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2022 and 8 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2022 was Morgan Stanley, an estimated $2.56M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2022.