FYT icon

First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

62 hedge funds and large institutions have $159M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
22
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$24.5M
2
Citadel Advisors
Citadel Advisors
Florida
$2.11M
3
Wells Fargo
Wells Fargo
California
$26.4M
4
LPL Financial
LPL Financial
California
$19.8M
5
GVAG
Great Valley Advisor Group
Delaware
$12.2M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$2.19M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$9.91M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.12M
4
HIS
Harvest Investment Services
Illinois
$0
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$574K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
51
Founders Financial Alliance
North Carolina
$148K – – –
CFGS
52
Concourse Financial Group Securities
Alabama
$144K +$79.4K +1,499 +123%
SFPG
53
Stonebridge Financial Planning Group
Florida
$138K – – –
CWM
54
Cranbrook Wealth Management
Michigan
$97K – – –
Fidelity Investments
55
Fidelity Investments
Massachusetts
$55K -$7.97K -150 -13%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$41K -$32.3K -608 -44%
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$39K +$39K +737 New
IA
58
IFP Advisors
Florida
$20K +$52 +1 +0.3%
PA
59
PSI Advisors
Florida
$19K – – –
MIM
60
MTM Investment Management
South Carolina
$17K – – –
APA
61
American Portfolios Advisors
New York
$5.31K – – –
RG
62
Retirement Group
California
$1K – – –
HIS
63
Harvest Investment Services
Illinois
– -$1.62M -32,477 Closed
SWP
64
Stratos Wealth Partners
Ohio
– -$1.22M -24,515 Closed
OMC
65
Old Mission Capital
Illinois
– -$520K -10,424 Closed
JIP
66
Jaffetilchin Investment Partners
Florida
– -$517K -10,362 Closed
PA
67
PFG Advisors
Arizona
– -$259K -5,186 Closed
GRP
68
Global Retirement Partners
California
– -$32K -634 Closed
1 2
3