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First Trust Small Cap Value AlphaDEX Fund

60 hedge funds and large institutions have $120M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 30 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

3% more funds holding

Funds holding: 5860 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.61% less ownership

Funds ownership: 78.58%75.97% (-2.6%)

6% less capital invested

Capital invested by funds: $127M → $120M (-$7.21M)

53% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 30

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
14
Reduced
30
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MOS
26
MGO One Seven
Ohio
$541K -$249K -5,135 -31%
PB
27
Pinnacle Bancorp
Nebraska
$536K +$228K +4,713 +70%
Goldman Sachs
28
Goldman Sachs
New York
$424K
MRCM
29
M&R Capital Management
New Jersey
$391K -$7.26K -150 -2%
AAS
30
Ameritas Advisory Services
Nebraska
$389K +$339 +7 +0.1%
CPIG
31
Chicago Partners Investment Group
Illinois
$380K +$3.87K +80 +0.9%
SMC
32
Smith, Moore & Co
Missouri
$331K +$1.06K +22 +0.3%
GVAG
33
Great Valley Advisor Group
Delaware
$329K -$41.7K -862 -11%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$290K -$1.94M -40,031 -87%
Citadel Advisors
35
Citadel Advisors
Florida
$280K -$219K -4,527 -43%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$266K +$29.1K +600 +12%
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$244K
MML Investors Services
38
MML Investors Services
Massachusetts
$232K +$25.1K +519 +12%
DADC
39
D.A. Davidson & Co
Montana
$223K -$48.8K -1,008 -18%
WWMSC
40
Wagner Wealth Management (South Carolina)
South Carolina
$205K -$7.21K -149 -3%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$135K -$14K -290 -9%
FFA
42
Founders Financial Alliance
North Carolina
$131K
CWM
43
Cranbrook Wealth Management
Michigan
$85.5K
CAL
44
Capital Analysts LLC
Pennsylvania
$80K -$38K -784 -32%
NA
45
NewEdge Advisors
Louisiana
$77K -$14K -289 -15%
NS
46
NBC Securities
Alabama
$32K +$33.9K +700 New
MIM
47
MTM Investment Management
South Carolina
$28.4K
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$25K
Fidelity Investments
49
Fidelity Investments
Massachusetts
$22K
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$18.4K +$48 +1 +0.3%

FYT Hedge Fund Activity: Q3 2023 in Review

60 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2023, worth a combined $120M — down 5.7% from $127M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FYT positions and 1 closed out — a net gain of 2 holders — while 14 added to existing stakes and 30 trimmed.

The largest buyer was UBS Group, adding an estimated $305K. The largest seller was Susquehanna International Group, cutting an estimated $1.94M.

  • 60 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2023, up from 58 in Q2 2023.
  • Funds reported $120M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2023, down 5.7% quarter-over-quarter.
  • 3 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2023 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2023 was UBS Group, an estimated $305K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2023 was Susquehanna International Group, an estimated $1.94M sold.

Based on aggregated 13F filings for Q3 2023.