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First Trust Small Cap Value AlphaDEX Fund

64 hedge funds and large institutions have $113M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.25% less ownership

Funds ownership: 70.13%68.88% (-1.2%)

6% less funds holding

Funds holding: 6864 (-4)

8% less capital invested

Capital invested by funds: $122M → $113M (-$9.19M)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

25% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 24

Holders
64
Holders Change
-4
Holders Change %
-5.88%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
18
Reduced
24
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PWP
26
Pursue Wealth Partners
California
$675K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$666K -$272K -6,022 -29%
MOS
28
MGO One Seven
Ohio
$472K +$15.8K +350 +3%
CPIG
29
Chicago Partners Investment Group
Illinois
$442K +$3.03K +67 +0.8%
TRCT
30
Tower Research Capital (TRC)
New York
$415K -$736K -16,286 -64%
Goldman Sachs
31
Goldman Sachs
New York
$406K
MRCM
32
M&R Capital Management
New Jersey
$381K
Truist Financial
33
Truist Financial
North Carolina
$349K +$88K +1,949 +34%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$349K -$43.8K -969 -11%
SMC
35
Smith, Moore & Co
Missouri
$313K +$1.63K +36 +0.5%
PB
36
Pinnacle Bancorp
Nebraska
$302K
DADC
37
D.A. Davidson & Co
Montana
$295K
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$257K +$257K +5,699 New
MCC
39
Money Concepts Capital
Florida
$241K +$242K +5,361 New
AWA
40
Arkadios Wealth Advisors
Georgia
$239K +$240K +5,317 New
GWM
41
Geneos Wealth Management
Colorado
$220K +$34.8K +770 +19%
PTC
42
Private Trust Company
Ohio
$211K -$78.7K -1,743 -27%
WWMSC
43
Wagner Wealth Management (South Carolina)
South Carolina
$201K -$32.5K -720 -14%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$129K +$76.4K +1,692 +143%
FFA
45
Founders Financial Alliance
North Carolina
$126K
CAL
46
Capital Analysts LLC
Pennsylvania
$119K -$7.14K -158 -6%
ASN
47
Advisory Services Network
Georgia
$103K +$103K +2,286 New
CWM
48
Cranbrook Wealth Management
Michigan
$81.9K
SWM
49
Spire Wealth Management
Virginia
$65K +$31.4K +695 +93%
Fidelity Investments
50
Fidelity Investments
Massachusetts
$46.6K

FYT Hedge Fund Activity: Q4 2022 in Review

64 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2022, worth a combined $113M — down 7.5% from $122M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FYT and 9 opened new positions — a net loss of 3 holders — while 24 trimmed existing stakes and 18 added.

The largest buyer was Blueprint Investment Partners, opening a new position worth an estimated $3.75M. The largest seller was Morgan Stanley, cutting an estimated $11.3M.

  • 64 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2022, down from 68 in Q3 2022.
  • Funds reported $113M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2022, down 7.5% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2022 and 12 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2022 was Blueprint Investment Partners, an estimated $3.75M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2022 was Morgan Stanley, an estimated $11.3M sold.

Based on aggregated 13F filings for Q4 2022.