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First Trust Small Cap Value AlphaDEX Fund

34 hedge funds and large institutions have $24.9M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

6.99% less ownership

Funds ownership: 55.7%48.71% (-7%)

15% less funds holding

Funds holding: 4034 (-6)

37% less capital invested

Capital invested by funds: $39.2M → $24.9M (-$14.3M)

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
34
Holders Change
-6
Holders Change %
-15%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change

FYT Hedge Fund Activity: Q4 2018 in Review

34 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2018, worth a combined $24.9M — down 37% from $39.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FYT and 3 opened new positions — a net loss of 6 holders — while 12 trimmed existing stakes and 15 added.

The largest buyer was Citadel Advisors, adding an estimated $740K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $3.51M.

  • 34 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2018, down from 40 in Q3 2018.
  • Funds reported $24.9M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2018, down 37% quarter-over-quarter.
  • 3 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2018 and 9 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2018 was Citadel Advisors, an estimated $740K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $3.51M sold.

Based on aggregated 13F filings for Q4 2018.