First Trust Small Cap Value AlphaDEX Fund
FYT
37 hedge funds and large institutions have $39.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 3 closing their positions.
167% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 3
63% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 8
33% more capital invested
Capital invested by funds: $29.4M → $39.1M (+$9.7M)
16% more funds holding
Funds holding: 32 → 37 (+5)
2.33% more ownership
Funds ownership: 45.83% → 48.16% (+2.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$5.62M |
| 2 |
NWM
Northwest Wealth Management
Spencer,
Iowa
|
+$3.13M |
| 3 |
Jane Street
New York
|
+$963K |
| 4 |
Morgan Stanley
New York
|
+$852K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$304K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$2.21M |
| 2 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
-$495K |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
-$477K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$328K |
| 5 |
Goldman Sachs
New York
|
-$283K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LTFS
26
Ladenburg Thalmann Financial Services
Miami,
Florida
| $177K | -$43.5K | -1,207 | -20% |
|
27
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $154K | +$4.03K | +112 | +3% |
|
28
UBS Group
Zurich,
Switzerland
| $137K | -$83.5K | -2,319 | -38% |
|
29
Royal Bank of Canada
Toronto,
Ontario, Canada
| $75K | -$132K | -3,658 | -64% |
|
|
CPIG
30
Chicago Partners Investment Group
Chicago,
Illinois
| $56K | +$25.3K | +702 | +86% |
|
|
GWM
31
Geneos Wealth Management
Englewood,
Colorado
| $52K | – | – | – |
|
|
IA
32
IFP Advisors
Tampa,
Florida
| $15K | – | – | – |
|
|
SPIA
33
Steward Partners Investment Advisory
New York
| $14K | – | – | – |
|
|
CA
34
Calton & Associates
Tampa,
Florida
| $13K | +$13.1K | +364 | New |
|
|
BTIS
35
BB&T Investment Services
Charlotte,
North Carolina
| $12K | +$11.5K | +319 | New |
|
|
WC
36
Whitnell & Co
Oak Brook,
Illinois
| $9K | +$8.39K | +233 | New |
|
|
CS
37
Credit Suisse
Zurich,
Switzerland
| – | -$2.21M | -61,958 | Closed |
|
|
38
Goldman Sachs
New York
| – | -$283K | -7,931 | Closed |
|
|
FHA
39
First Horizon Advisors
Memphis,
Tennessee
| – | -$31K | -886 | Closed |
|
FYT Hedge Fund Activity: Q4 2017 in Review
37 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2017, worth a combined $39.1M — up 33% from $29.4M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new FYT positions and 3 closed out — a net gain of 5 holders — while 13 added to existing stakes and 8 trimmed.
The largest buyer was Wells Fargo, adding an estimated $5.62M. The largest seller was Credit Suisse, exiting entirely with an estimated $2.21M sold.
- 37 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2017, up from 32 in Q3 2017.
- Funds reported $39.1M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2017, up 33% quarter-over-quarter.
- 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2017 and 3 closed out, a net change of +5 holders.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2017 was Wells Fargo, an estimated $5.62M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2017 was Credit Suisse, an estimated $2.21M sold.
Based on aggregated 13F filings for Q4 2017.