First Trust Small Cap Value AlphaDEX Fund
FYT
30 hedge funds and large institutions have $112M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 3 closing their positions.
297% more capital invested
Capital invested by funds: $28.1M → $112M (+$83.6M)
233% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 3
83% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 6
30% more funds holding
Funds holding: 23 → 30 (+7)
16.35% more ownership
Funds ownership: 44.95% → 61.3% (+16%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$6.77M |
| 2 |
Jane Street
New York
|
+$4.83M |
| 3 |
Morgan Stanley
New York
|
+$2.07M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$1.86M |
| 5 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.74M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$951K |
| 2 |
M&T Bank
Buffalo,
New York
|
-$263K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$251K |
| 4 |
SG Americas Securities
New York
|
-$140K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$102K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WA
26
WFG Advisors
Dallas,
Texas
| $37K | – | – | – |
|
|
DADC
27
D.A. Davidson & Co
Great Falls,
Montana
| $15K | +$1.56K | +48 | +11% |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | – | – | – |
|
|
W
29
Wealthfront
Palo Alto,
California
| $3K | +$2.9K | +89 | New |
|
|
30
M&T Bank
Buffalo,
New York
| – | -$263K | -7,981 | Closed |
|
31
Envestnet Asset Management
Chicago,
Illinois
| – | -$30K | -913 | Closed |
|
|
MFS
32
MSI Financial Services
Springfield,
Massachusetts
| – | -$10K | -305 | Closed |
|
FYT Hedge Fund Activity: Q1 2015 in Review
30 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2015, worth a combined $112M — up 297% from $28.1M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYT positions and 3 closed out — a net gain of 7 holders — while 11 added to existing stakes and 6 trimmed.
The largest buyer was BB&T Securities, opening a new position worth an estimated $6.77M. The largest seller was Royal Bank of Canada, cutting an estimated $951K.
- 30 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2015, up from 23 in Q4 2014.
- Funds reported $112M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2015, up 297% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2015 and 3 closed out, a net change of +7 holders.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2015 was BB&T Securities, an estimated $6.77M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2015 was Royal Bank of Canada, an estimated $951K sold.
Based on aggregated 13F filings for Q1 2015.