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First Trust Small Cap Growth AlphaDEX Fund
FYC

138 hedge funds and large institutions have $534M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 60 increasing their positions, 30 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

100% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 30

28% more capital invested

Capital invested by funds: $419M → $534M (+$116M)

18% more funds holding

Funds holding: 117 → 138 (+21)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1.39% less ownership

Funds ownership: 73.27% → 71.88% (-1.4%)

Holders
138
Holders Change
+21
Holders Change %
+17.95%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
30
Increased
60
Reduced
30
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$33.6M
2
Raymond James Financial
Raymond James Financial
Florida
+$10.8M
3
Wells Fargo
Wells Fargo
California
+$7.68M
4
Morgan Stanley
Morgan Stanley
New York
+$3.91M
5
GSWM
Greenup Street Wealth Management
Michigan
+$3.82M

Top Sellers

1
First Trust Advisors
First Trust Advisors
Illinois
-$2.78M
2
KWM
Kingsview Wealth Management
Oregon
-$2.53M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.84M
4
RWA
Redhawk Wealth Advisors
Minnesota
-$1.42M
5
MI
Moneywise Inc
Virginia
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
WE
101
Wealth Effects
Massachusetts
$245K -$28.8K -305 -11%
KeyBank National Association
102
KeyBank National Association
Ohio
$240K – – –
XF
103
XML Financial
Maryland
$231K – – –
OSAM
104
O'Shaughnessy Asset Management
Connecticut
$221K +$217K +2,302 New
PSF
105
Pacific Sun Financial
California
$213K – – –
IWM
106
IHT Wealth Management
Illinois
$211K +$208K +2,200 New
ACA
107
Aptus Capital Advisors
Alabama
$205K +$201K +2,136 New
ASN
108
Advisory Services Network
Georgia
$202K +$94.3K +1,000 +91%
SIS
109
Sound Income Strategies
Florida
$197K +$182K +1,934 New
HBW
110
Hazlett, Burt & Watson
West Virginia
$158K +$61.3K +650 +65%
KFAS
111
Keating Financial Advisory Services
Kansas
$148K +$145K +1,538 New
GRP
112
Global Retirement Partners
California
$114K +$66.6K +706 +147%
Carson Wealth (CWM LLC)
113
Carson Wealth (CWM LLC)
Nebraska
$106K +$17.4K +184 +20%
PWAM
114
Private Wealth Asset Management
Iowa
$104K – – –
CA
115
CoreCap Advisors
Michigan
$94.7K +$80.2K +850 +630%
NA
116
NewEdge Advisors
Louisiana
$88K +$50K +530 +138%
CAL
117
Capital Analysts LLC
Pennsylvania
$82K -$34.9K -370 -30%
KFI
118
Key Financial Inc
Pennsylvania
$75.5K – – –
Fidelity Investments
119
Fidelity Investments
Massachusetts
$56.2K +$377 +4 +0.7%
Rockefeller Capital Management
120
Rockefeller Capital Management
New York
$48.8K -$330K -3,500 -87%
JP Morgan Chase
121
JP Morgan Chase
New York
$42.7K -$40.5K -429 -49%
William Blair & Company
122
William Blair & Company
Illinois
$31.2K +$30.7K +325 New
GSWM
123
Golden State Wealth Management
California
$31K -$70K -742 -70%
GJIA
124
Glass Jacobson Investment Advisors
Maryland
$24.8K – – –
TSMHT
125
Thurston Springer Miller Herd & Titak
Indiana
$23K +$22.5K +239 New
2 3 4
5
6

FYC Hedge Fund Activity: Q4 2025 in Review

138 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2025, worth a combined $534M — up 28% from $419M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FYC positions and 8 closed out — a net gain of 22 holders — while 60 added to existing stakes and 30 trimmed.

The largest buyer was LPL Financial, adding an estimated $33.6M. The largest seller was First Trust Advisors, cutting an estimated $2.78M.

  • 138 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2025, up from 117 in Q3 2025.
  • Funds reported $534M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2025, up 28% quarter-over-quarter.
  • 30 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2025 and 8 closed out, a net change of +22 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2025 was LPL Financial, an estimated $33.6M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2025 was First Trust Advisors, an estimated $2.78M sold.

Based on aggregated 13F filings for Q4 2025.