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First Trust Small Cap Growth AlphaDEX Fund

105 hedge funds and large institutions have $330M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 42 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $279M → $330M (+$51.4M)

1.06% more ownership

Funds ownership: 69.85%70.91% (+1.1%)

1% less funds holding

Funds holding: 106105 (-1)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

19% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 42

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
105
Holders Change
-1
Holders Change %
-0.94%
% of All Funds
1.38%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
13
Increased
34
Reduced
42
Closed
14
Calls
$1.83M
Puts
Net Calls
+$1.83M
Net Calls Change
+$1.83M
Name Holding Trade Value Shares
Change
Change in
Stake
4WM
76
49 Wealth Management
Texas
$242K -$23.2K -323 -10%
ATPW
77
Ashton Thomas Private Wealth
Arizona
$238K -$1.31M -18,252 -86%
PB
78
Pinnacle Bancorp
Nebraska
$225K
WWMSC
79
Wagner Wealth Management (South Carolina)
South Carolina
$218K -$19.1K -266 -9%
GVAG
80
Great Valley Advisor Group
Delaware
$211K -$26.4K -368 -12%
PFA
81
Plotkin Financial Advisors
Maryland
$206K +$186K +2,583 New
Creative Planning
82
Creative Planning
Kansas
$202K +$182K +2,532 New
Baird Financial Group
83
Baird Financial Group
Wisconsin
$201K -$92.8K -1,292 -34%
PTC
84
Private Trust Company
Ohio
$179K +$27.6K +384 +21%
AAS
85
Ameritas Advisory Services
Nebraska
$147K +$133K +1,848 New
GSWM
86
Golden State Wealth Management
California
$142K -$256K -3,567 -67%
PWAM
87
Private Wealth Asset Management
Iowa
$86.3K
KFI
88
Key Financial Inc
Pennsylvania
$82.5K
Carson Wealth (CWM LLC)
89
Carson Wealth (CWM LLC)
Nebraska
$74K -$2.15K -30 -3%
TPWA
90
Twin Peaks Wealth Advisors
California
$68.3K +$58.7K +818 New
T
91
Tidemark
California
$47.6K -$8.69K -121 -17%
CAL
92
Capital Analysts LLC
Pennsylvania
$47K
JP Morgan Chase
93
JP Morgan Chase
New York
$38.5K +$1.22K +17 +4%
GRP
94
Global Retirement Partners
California
$38.3K +$34.5K +481 New
Fidelity Investments
95
Fidelity Investments
Massachusetts
$37.1K -$96.2K -1,339 -74%
PS
96
Principal Securities
Iowa
$21.6K
NS
97
NBC Securities
Alabama
$19K
CHC
98
City Holding Co
West Virginia
$16.8K
CA
99
CoreCap Advisors
Michigan
$10.7K
HNB
100
Hilltop National Bank
Wyoming
$7.8K +$7.04K +98 New

FYC Hedge Fund Activity: Q2 2025 in Review

105 of the 7,596 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2025, worth a combined $330M — up 18% from $279M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FYC and 13 opened new positions — a net loss of 1 holder — while 42 trimmed existing stakes and 34 added.

The largest buyer was Bank of America, adding an estimated $8.51M. The largest seller was Stifel Financial, cutting an estimated $4.9M.

  • 105 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2025, down from 106 in Q1 2025.
  • Funds reported $330M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2025, up 18% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2025 and 14 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2025 was Bank of America, an estimated $8.51M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2025 was Stifel Financial, an estimated $4.9M sold.

Based on aggregated 13F filings for Q2 2025.