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First Trust Small Cap Growth AlphaDEX Fund
FYC

77 hedge funds and large institutions have $167M invested in First Trust Small Cap Growth AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $159M → $167M (+$8.47M)

0% more funds holding

Funds holding: 77 → 77 (0)

1.79% less ownership

Funds ownership: 63.88% → 62.09% (-1.8%)

23% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
77
Holders Change
–
Holders Change %
0%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
23
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$19.5M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.27M
3
Wells Fargo
Wells Fargo
California
+$3.86M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.06M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$2.3M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$10.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.48M
3
Bank of America
Bank of America
North Carolina
-$1.77M
4
Millennium Management
Millennium Management
New York
-$943K
5
MA
MONECO Advisors
Connecticut
-$639K
Name Holding Trade Value Shares
Change 		Change in
Stake
S
76
SignatureFD
Georgia
$788 – – –
Millennium Management
77
Millennium Management
New York
– -$943K -14,982 Closed
Susquehanna International Group
78
Susquehanna International Group
Pennsylvania
– -$348K -5,536 Closed
AWS
79
Atria Wealth Solutions
New York
– -$291K -4,632 Closed
QPW
80
Quantum Private Wealth
Florida
– -$262K -4,157 Closed
Two Sigma Investments
81
Two Sigma Investments
New York
– -$208K -3,300 Closed
IWP
82
IAG Wealth Partners
Wisconsin
– -$66.6K -1,059 Closed
CAM
83
Chesapeake Asset Management
New York
– -$52K -827 Closed
NFA
84
Northwest Financial Advisors
Virginia
– -$15.2K -241 Closed
Northwestern Mutual Wealth Management
85
Northwestern Mutual Wealth Management
Wisconsin
– -$4.4K -70 Closed
1 2 3
4

FYC Hedge Fund Activity: Q1 2024 in Review

77 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2024, worth a combined $167M — up 5.3% from $159M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYC positions and 9 closed out — a net gain of 1 holder — while 23 added to existing stakes and 30 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $19.5M. The largest seller was Morgan Stanley, cutting an estimated $10.8M.

  • 77 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $167M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2024, up 5.3% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2024 and 9 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2024 was First Trust Advisors, an estimated $19.5M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $10.8M sold.

Based on aggregated 13F filings for Q1 2024.