First Trust Small Cap Growth AlphaDEX Fund
77 hedge funds and large institutions have $159M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 21 increasing their positions, 29 reducing their positions, and 5 closing their positions.
200% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 5
15% more funds holding
Funds holding: 67 → 77 (+10)
6% more capital invested
Capital invested by funds: $150M → $159M (+$8.81M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.23% less ownership
Funds ownership: 64.11% → 63.88% (-0.23%)
28% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 29
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$9.8M |
| 2 |
LPL Financial
San Diego,
California
|
+$4.03M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$1.27M |
| 4 |
KWM
Kingsview Wealth Management
Grants Pass,
Oregon
|
+$894K |
| 5 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$889K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$25.1M |
| 2 |
IWP
IAG Wealth Partners
Waukesha,
Wisconsin
|
-$2.24M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.16M |
| 4 |
DF
Dunhill Financial
London,
United Kingdom
|
-$1.06M |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$843K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
S
76
SignatureFD
Atlanta,
Georgia
| $755 | – | – | – |
|
|
77
First Trust Advisors
Wheaton,
Illinois
| – | -$25.1M | -444,816 | Closed |
|
|
FTUS
78
Flow Traders U.S.
New York
| – | -$769K | -13,646 | Closed |
|
|
TRCT
79
Tower Research Capital (TRC)
New York
| – | -$769K | -13,644 | Closed |
|
|
AAS
80
Avantax Advisory Services
Dallas,
Texas
| – | -$459K | -8,148 | Closed |
|
|
CAL
81
Capital Analysts LLC
Fort Washington,
Pennsylvania
| – | -$1K | -25 | Closed |
|
FYC Hedge Fund Activity: Q4 2023 in Review
77 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2023, worth a combined $159M — up 5.9% from $150M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new FYC positions and 5 closed out — a net gain of 10 holders — while 21 added to existing stakes and 29 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $9.8M. The largest seller was First Trust Advisors, exiting entirely with an estimated $25.1M sold.
- 77 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2023, up from 67 in Q3 2023.
- Funds reported $159M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2023, up 5.9% quarter-over-quarter.
- 15 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2023 and 5 closed out, a net change of +10 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $9.8M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2023 was First Trust Advisors, an estimated $25.1M sold.
Based on aggregated 13F filings for Q4 2023.