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First Trust Small Cap Growth AlphaDEX Fund

67 hedge funds and large institutions have $179M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less capital invested

Capital invested by funds: $185M → $179M (-$5.75M)

4% less funds holding

Funds holding: 7067 (-3)

5.02% less ownership

Funds ownership: 64.49%59.48% (-5%)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

31% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 29

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
76
Shamrock Asset Management
Texas
-$37K -932 Closed

FYC Hedge Fund Activity: Q1 2019 in Review

67 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2019, worth a combined $179M — down 3.1% from $185M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FYC and 7 opened new positions — a net loss of 3 holders — while 29 trimmed existing stakes and 20 added.

The largest buyer was First Trust Advisors, adding an estimated $3.49M. The largest seller was Raymond James & Associates, cutting an estimated $13.1M.

  • 67 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2019, down from 70 in Q4 2018.
  • Funds reported $179M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2019, down 3.1% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2019 and 10 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2019 was First Trust Advisors, an estimated $3.49M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2019 was Raymond James & Associates, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2019.