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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

71 hedge funds and large institutions have $125M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 30 reducing their positions, and 6 closing their positions.

Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.14%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
23
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$12.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.88M
4
IA
4
IFP Advisors
Florida
$4.66M
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.12M

Top Sellers

1
CAG
1
Csenge Advisory Group
Florida
$565K
2
Wells Fargo
2
Wells Fargo
California
$6.8M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
BAM
4
Belpointe Asset Management
Nevada
$370K
5
Truist Financial
5
Truist Financial
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HI
51
Harbour Investments
Wisconsin
$174K 3,011 -113 -4%
AAS
52
Ameritas Advisory Services
Nebraska
$124K 2,145 -1,762 -45%
FFA
53
Founders Financial Alliance
North Carolina
$117K 2,065 – –
TCWA
54
Ten Capital Wealth Advisors
Washington
$89.1K 1,541 -77 -5%
Fidelity Investments
55
Fidelity Investments
Massachusetts
$61.4K 1,062 -680 -39%
KFI
56
Key Financial Inc
Pennsylvania
$60K 1,037 – –
GRP
57
Global Retirement Partners
California
$58.9K 1,060 – –
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$55K 952 – –
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$47K 812 -180 -18%
WP
60
WealthPLAN Partners
Nebraska
$20.2K 349 +349 New
ASN
61
Advisory Services Network
Georgia
$18.5K 320 – –
NA
62
NewEdge Advisors
Louisiana
$12.8K 222 -1,028 -82%
CHC
63
City Holding Co
West Virginia
$12.2K 211 – –
AIP
64
Ahrens Investment Partners
Louisiana
$10.9K 188 +188 New
SWM
65
Spire Wealth Management
Virginia
$8.92K 154 +135 +711%
TFA
66
Transamerica Financial Advisors
Florida
$6K 100 -5 -5%
HS
67
Horan Securities
United States
$4.63K 80 – –
CAL
68
Capital Analysts LLC
Pennsylvania
$1K 25 -35 -58%
VF
69
VitalStone Financial
Texas
$1K 7 – –
S
70
SignatureFD
Georgia
$694 12 – –
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$660 11,410 -809 -7%
Goldman Sachs
72
Goldman Sachs
New York
– – -11,701 Closed
Truist Financial
73
Truist Financial
North Carolina
– – -4,516 Closed
MCC
74
Money Concepts Capital
Florida
– – -4,355 Closed
BAAM
75
Baker Avenue Asset Management
California
– – -3,062 Closed
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3
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