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First Trust Small Cap Growth AlphaDEX Fund
FYC

117 hedge funds and large institutions have $419M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 47 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 11

81% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 26

27% more capital invested

Capital invested by funds: $330M → $419M (+$88.4M)

11% more funds holding

Funds holding: 105 → 117 (+12)

2.36% more ownership

Funds ownership: 70.91% → 73.27% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
117
Holders Change
+12
Holders Change %
+11.43%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
24
Increased
47
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Raymond James Financial
Raymond James Financial
Florida
+$16.4M
2
LPL Financial
LPL Financial
California
+$13.2M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.15M
4
RWA
Redhawk Wealth Advisors
Minnesota
+$5.36M
5
MML Investors Services
MML Investors Services
Massachusetts
+$4.97M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$19M
2
Bank of America
Bank of America
North Carolina
-$4.3M
3
Stifel Financial
Stifel Financial
Missouri
-$3.85M
4
Wells Fargo
Wells Fargo
California
-$2.67M
5
Two Sigma Investments
Two Sigma Investments
New York
-$2.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$4.28M +$888K +10,536 +29%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$2.99M +$492K +5,840 +22%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$2.67M +$893K +10,602 +56%
US Bancorp
29
US Bancorp
Minnesota
$2.5M +$595K +7,062 +35%
MI
30
Moneywise Inc
Virginia
$2.33M -$41.2K -489 -2%
HA
31
HFG Advisors
Ohio
$2.02M +$29.6K +351 +2%
Stifel Financial
32
Stifel Financial
Missouri
$1.87M -$3.85M -45,647 -69%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.84M -$281K -3,338 -14%
HI
34
Harbour Investments
Wisconsin
$1.77M -$5.98K -71 -0.4%
CAC
35
Certified Advisory Corp
Florida
$1.77M -$253 -3 -0%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$1.76M +$1.2M +14,281 +280%
SPIA
37
Steward Partners Investment Advisory
New York
$1.64M +$201K +2,388 +15%
KAS
38
Kestra Advisory Services
Texas
$1.62M +$115K +1,362 +8%
VIPI
39
Vista Investment Partners II
Indiana
$1.6M +$547K +6,485 +58%
CIS
40
Custom Index Systems
New York
$1.48M +$1.07M +12,744 +354%
Jones Financial Companies
41
Jones Financial Companies
Missouri
$1.48M +$478K +5,674 +53%
MIM
42
MTM Investment Management
South Carolina
$1.43M – – –
GWM
43
Geneos Wealth Management
Colorado
$1.26M +$82.3K +977 +8%
MA
44
MONECO Advisors
Connecticut
$1.26M -$17.9K -212 -2%
AIP
45
Ameritas Investment Partners
Nebraska
$943K +$12.2K +145 +1%
OC
46
Oppenheimer & Co
New York
$921K +$234K +2,775 +38%
EAM
47
Empirical Asset Management
Massachusetts
$920K +$855K +10,145 New
SEM
48
Strategic Equity Management
Arizona
$920K -$5.06K -60 -0.6%
Truist Financial
49
Truist Financial
North Carolina
$893K +$394K +4,671 +90%
PWS
50
Proactive Wealth Strategies
Georgia
$875K +$15.3K +181 +2%
1
2
3 4 5

FYC Hedge Fund Activity: Q3 2025 in Review

117 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2025, worth a combined $419M — up 27% from $330M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FYC positions and 11 closed out — a net gain of 13 holders — while 47 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $16.4M. The largest seller was Morgan Stanley, cutting an estimated $19M.

  • 117 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2025, up from 105 in Q2 2025.
  • Funds reported $419M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2025, up 27% quarter-over-quarter.
  • 24 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2025 and 11 closed out, a net change of +13 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2025 was Raymond James Financial, an estimated $16.4M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2025 was Morgan Stanley, an estimated $19M sold.

Based on aggregated 13F filings for Q3 2025.