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First Trust Small Cap Growth AlphaDEX Fund
FYC

78 hedge funds and large institutions have $168M invested in First Trust Small Cap Growth AlphaDEX Fund in 2024 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

1% more funds holding

Funds holding: 77 → 78 (+1)

1% more capital invested

Capital invested by funds: $167M → $168M (+$1.07M)

0.21% more ownership

Funds ownership: 62.09% → 62.3% (+0.21%)

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
27
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.3M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$1.31M
3
Wells Fargo
Wells Fargo
California
+$827K
4
Morgan Stanley
Morgan Stanley
New York
+$587K
5
GWP
Gateway Wealth Partners
Wisconsin
+$578K

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$2.61M
2
PAG
Private Advisor Group
New Jersey
-$553K
3
Osaic Holdings
Osaic Holdings
Arizona
-$483K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$460K
5
Jane Street
Jane Street
New York
-$333K
Name Holding Trade Value Shares
Change 		Change in
Stake
HA
26
HFG Advisors
Ohio
$1.35M +$51.5K +792 +4%
Citadel Advisors
27
Citadel Advisors
Florida
$1.22M +$186K +2,855 +18%
MIM
28
MTM Investment Management
South Carolina
$1.16M – – –
SPIA
29
Steward Partners Investment Advisory
New York
$1.12M -$41.5K -638 -4%
KAS
30
Kestra Advisory Services
Texas
$988K -$845 -13 -0.1%
TRCT
31
Tower Research Capital (TRC)
New York
$881K +$403K +6,201 +86%
MML Investors Services
32
MML Investors Services
Massachusetts
$593K -$71.6K -1,101 -11%
GWP
33
Gateway Wealth Partners
Wisconsin
$586K +$578K +8,896 New
CPA
34
Clear Point Advisors
New York
$553K +$455 +7 +0.1%
GWM
35
Geneos Wealth Management
Colorado
$534K -$1.95K -30 -0.4%
CCA
36
Clearwater Capital Advisors
Illinois
$527K – – –
WH
37
Willner & Heller
California
$518K +$11.6K +179 +2%
DF
38
Dunhill Financial
United Kingdom
$509K – – –
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$483K -$15.9K -244 -3%
SEM
40
Strategic Equity Management
Arizona
$483K +$476K +7,327 New
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$416K – – –
IWN
42
Independent Wealth Network
Iowa
$367K +$3.25K +50 +0.9%
PFS
43
Prospera Financial Services
Texas
$328K -$14.3K -220 -4%
IWM
44
IHT Wealth Management
Illinois
$310K – – –
Baird Financial Group
45
Baird Financial Group
Wisconsin
$300K -$9.43K -145 -3%
PB
46
Pinnacle Bancorp
Nebraska
$292K – – –
4WM
47
49 Wealth Management
Texas
$277K +$7.74K +119 +3%
BAM
48
Belpointe Asset Management
Nevada
$265K +$63.1K +970 +32%
HI
49
Harbour Investments
Wisconsin
$245K -$39.6K -609 -14%
FAIM
50
Financial Advocates Investment Management
Washington
$238K -$11.8K -181 -5%
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FYC Hedge Fund Activity: Q2 2024 in Review

78 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2024, worth a combined $168M — up 0.64% from $167M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYC positions and 6 closed out — a net gain of 3 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.3M. The largest seller was First Trust Advisors, cutting an estimated $2.61M.

  • 78 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2024, up from 77 in Q1 2024.
  • Funds reported $168M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2024, up 0.64% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2024 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2024 was Susquehanna International Group, an estimated $2.3M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2024 was First Trust Advisors, an estimated $2.61M sold.

Based on aggregated 13F filings for Q2 2024.