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First Trust Small Cap Growth AlphaDEX Fund

77 hedge funds and large institutions have $167M invested in First Trust Small Cap Growth AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $159M → $167M (+$8.47M)

0% more funds holding

Funds holding: 7777 (0)

1.79% less ownership

Funds ownership: 63.88%62.09% (-1.8%)

23% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
77
Holders Change
Holders Change %
0%
% of All Funds
1.11%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
23
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIM
26
MTM Investment Management
South Carolina
$1.16M -$48.5K -775 -4%
SPIA
27
Steward Partners Investment Advisory
New York
$1.16M -$43.9K -700 -4%
CAN
28
Cetera Advisor Networks
California
$1.15M -$509K -8,130 -32%
Citadel Advisors
29
Citadel Advisors
Florida
$1.03M +$984K +15,708 New
KAS
30
Kestra Advisory Services
Texas
$986K +$16.2K +258 +2%
MML Investors Services
31
MML Investors Services
Massachusetts
$664K +$90.8K +1,450 +17%
PAG
32
Private Advisor Group
New Jersey
$553K +$527K +8,410 New
CPA
33
Clear Point Advisors
New York
$551K +$1.19K +19 +0.2%
GWM
34
Geneos Wealth Management
Colorado
$534K -$9.96K -159 -2%
CCA
35
Clearwater Capital Advisors
Illinois
$526K -$6.08K -97 -1%
DF
36
Dunhill Financial
United Kingdom
$507K -$43.1K -688 -8%
WH
37
Willner & Heller
California
$504K -$67.2K -1,072 -12%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$497K +$66.8K +1,067 +16%
TRCT
39
Tower Research Capital (TRC)
New York
$471K +$449K +7,175 New
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$415K -$6.26K -100 -2%
IWN
41
Independent Wealth Network
Iowa
$362K +$2.69K +43 +0.8%
PFS
42
Prospera Financial Services
Texas
$341K +$21.4K +342 +7%
Jane Street
43
Jane Street
New York
$333K +$318K +5,076 New
IWM
44
IHT Wealth Management
Illinois
$309K
Baird Financial Group
45
Baird Financial Group
Wisconsin
$308K +$81.1K +1,295 +38%
CA
46
Cetera Advisors
Colorado
$298K +$70K +1,118 +33%
T
47
Tidemark
California
$293K +$45.4K +724 +19%
PB
48
Pinnacle Bancorp
Nebraska
$292K
SG
49
Strid Group
Pennsylvania
$290K -$60.6K -967 -18%
HI
50
Harbour Investments
Wisconsin
$284K +$83.1K +1,327 +44%