First Trust Small Cap Growth AlphaDEX Fund
26 hedge funds and large institutions have $25.9M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 3 closing their positions.
267% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 3
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
8% more funds holding
Funds holding: 24 → 26 (+2)
10.33% less ownership
Funds ownership: 73.52% → 63.19% (-10%)
31% less capital invested
Capital invested by funds: $37.7M → $25.9M (-$11.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$3.36M |
| 2 |
LPL Financial
San Diego,
California
|
+$2.01M |
| 3 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.9M |
| 4 |
Morgan Stanley
New York
|
+$1.46M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$732K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$22.9M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$626K |
| 3 |
Wells Fargo
San Francisco,
California
|
-$302K |
| 4 |
NPC
National Planning Corporation
El Segundo,
California
|
-$21.8K |
| 5 |
Stifel Financial
St. Louis,
Missouri
|
-$18.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Citadel Advisors
Miami,
Florida
| – | -$626K | -20,863 | Closed |
|
|
NPC
27
National Planning Corporation
El Segundo,
California
| – | -$21.8K | -750 | Closed |
|
FYC Hedge Fund Activity: Q1 2015 in Review
26 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2015, worth a combined $25.9M — down 31% from $37.7M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FYC positions and 3 closed out — a net gain of 2 holders — while 11 added to existing stakes and 3 trimmed.
The largest buyer was Transamerica Financial Advisors, adding an estimated $3.36M. The largest seller was Bank of America, cutting an estimated $22.9M.
- 26 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2015, up from 24 in Q4 2014.
- Funds reported $25.9M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2015, down 31% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2015 and 3 closed out, a net change of +2 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2015 was Transamerica Financial Advisors, an estimated $3.36M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2015 was Bank of America, an estimated $22.9M sold.
Based on aggregated 13F filings for Q1 2015.