First Trust Small Cap Growth AlphaDEX Fund
24 hedge funds and large institutions have $37.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.
267% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 3
50% more funds holding
Funds holding: 16 → 24 (+8)
41% more capital invested
Capital invested by funds: $26.8M → $37.7M (+$11M)
1.74% more ownership
Funds ownership: 71.78% → 73.52% (+1.7%)
17% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$8.22M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$708K |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$598K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$421K |
| 5 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$408K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
-$1.68M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$724K |
| 3 |
LPL Financial
San Diego,
California
|
-$607K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$174K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$53.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Parallax Volatility Advisers
San Francisco,
California
| – | +$29 | +1 | New |
|
|
TRCT
27
Tower Research Capital (TRC)
New York
| – | +$29 | +1 | New |
|
FYC Hedge Fund Activity: Q4 2014 in Review
24 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2014, worth a combined $37.7M — up 41% from $26.8M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new FYC positions and 3 closed out — a net gain of 8 holders — while 5 added to existing stakes and 6 trimmed.
The largest buyer was Bank of America, adding an estimated $8.22M. The largest seller was Stifel Financial, cutting an estimated $1.68M.
- 24 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2014, up from 16 in Q3 2014.
- Funds reported $37.7M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2014, up 41% quarter-over-quarter.
- 11 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2014 and 3 closed out, a net change of +8 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2014 was Bank of America, an estimated $8.22M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2014 was Stifel Financial, an estimated $1.68M sold.
Based on aggregated 13F filings for Q4 2014.