Parallax Volatility Advisers’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Parallax Volatility Advisers’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2734
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2978
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3201
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3262
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2918
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2524
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2966
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4288
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2501
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2857
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3928
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3436
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3241
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2860
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2915
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3229
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3310
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4055
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4764
2014 Q4	$0	Buy	+1	New	+$29	﹤0.01%	5306

Other funds holding FYC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

BCM

Breiter Capital Management Bradenton, Florida $202M AUM 21.36% 1-Year Est. Return

Parallax Volatility Advisers's FYC Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FYC in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 64 funds tracked by Wall St. Rank hold FYC as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Small Cap Growth AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Small Cap Growth AlphaDEX Fund position peaked at $0 in Q2 2019.
64 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.