FUND

Sprott Focus Trust
FUND

Overview Fund Activity

30 hedge funds and large institutions have $43M invested in Sprott Focus Trust in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$5.11M
2
EFS
2
Essex Financial Services
Connecticut
$2.39M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.66M
4
Bank of America
4
Bank of America
North Carolina
$2.38M
5
CAN
5
Cetera Advisor Networks
California
$304K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$796K
3
Wells Fargo
3
Wells Fargo
California
$2.48M
4
1CP
4
1607 Capital Partners
Virginia
$11.2M
5
SFS
5
Shaker Financial Services
Virginia
$1.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
26
Bourgeon Capital Management
Connecticut
$68K – – –
HNB
27
Huntington National Bank
Ohio
$8K – – –
ME
28
McIlrath & Eck
Washington
$3K +$3K +399 New
TRCT
29
Tower Research Capital (TRC)
New York
$2K +$2K +260 New
COLIM
30
City of London Investment Management
United Kingdom
– -$3.77M -455,991 Closed
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
– -$242K -29,467 Closed
FIA
32
FNY Investment Advisers
New York
– -$147K -17,930 Closed
PGFC
33
Peapack-Gladstone Financial Corp
New Jersey
– -$130K -15,672 Closed
Creative Planning
34
Creative Planning
Kansas
– -$89K -10,750 Closed
RJA
35
Raymond James & Associates
Florida
– -$85K -10,300 Closed
1
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