Sprott Focus Trust
FUND
30 hedge funds and large institutions have $43M invested in Sprott Focus Trust in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 8
0% more funds holding
Funds holding: 30 → 30 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
3% less capital invested
Capital invested by funds: $44.4M → $43M (-$1.35M)
1.2% less ownership
Funds ownership: 18.33% → 17.13% (-1.2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$2.51M |
| 2 |
EFS
Essex Financial Services
Essex,
Connecticut
|
+$2.41M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$453K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$356K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$307K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$3.77M |
| 2 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$2.04M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$1.46M |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$1.36M |
| 5 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$620K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BCM
26
Bourgeon Capital Management
Darien,
Connecticut
| $68K | – | – | – |
|
|
HNB
27
Huntington National Bank
Columbus,
Ohio
| $8K | – | – | – |
|
|
ME
28
McIlrath & Eck
Arlington,
Washington
| $3K | +$3.46K | +399 | New |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $2K | +$2.26K | +260 | New |
|
|
COLIM
30
City of London Investment Management
London,
United Kingdom
| – | -$3.77M | -455,991 | Closed |
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$242K | -29,467 | Closed |
|
|
FIA
32
FNY Investment Advisers
New York
| – | -$147K | -17,930 | Closed |
|
|
PGFC
33
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
| – | -$130K | -15,672 | Closed |
|
34
Creative Planning
Overland Park,
Kansas
| – | -$89K | -10,750 | Closed |
|
|
RJA
35
Raymond James & Associates
St Petersburg,
Florida
| – | -$85K | -10,300 | Closed |
|
36
Rockefeller Capital Management
New York
| – | +$17 | +2 | +4% |
|
FUND Hedge Fund Activity: Q4 2021 in Review
30 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2021, worth a combined $43M — down 3% from $44.4M a quarter earlier.
Fund positioning in FUND was balanced in Q4 2021: 7 funds opened new positions, 7 closed out, 12 added to existing stakes and 8 trimmed.
The largest buyer was LPL Financial, adding an estimated $2.51M. The largest seller was City of London Investment Management, exiting entirely with an estimated $3.77M sold.
- 30 institutional investors held Sprott Focus Trust (FUND) as of Q4 2021, unchanged from Q3 2021.
- Funds reported $43M of Sprott Focus Trust stock for Q4 2021, down 3% quarter-over-quarter.
- 7 funds opened new Sprott Focus Trust positions in Q4 2021 and 7 closed out, a net change of 0 holders.
- The largest Sprott Focus Trust buyer in Q4 2021 was LPL Financial, an estimated $2.51M added.
- The largest Sprott Focus Trust seller in Q4 2021 was City of London Investment Management, an estimated $3.77M sold.
Based on aggregated 13F filings for Q4 2021.