FIA
FUND

FNY Investment Advisers’s Sprott Focus Trust FUND Stock Holding History

FNY Investment Advisers’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-17,930
Closed -$147K – 644
2021
Q3 		$147K Buy
+17,930
New +$149K 0.07% 182
2021
Q2 		– Sell
-1,844
Closed -$14K – 846
2021
Q1 		$14K Buy
+1,844
New +$14.1K 0.01% 548

Other funds holding FUND

1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

FNY Investment Advisers's FUND Position: Q4 2021 in Review

FNY Investment Advisers sold out of Sprott Focus Trust (FUND) in Q4 2021, closing a stake of 17,930 shares — an estimated $147K sold.

FNY Investment Advisers first reported a position in FUND in Q1 2021 and held it in 2 quarters. The position peaked at $147K in Q3 2021. 30 funds tracked by Wall St. Rank hold FUND as of Q4 2021.

  • FNY Investment Advisers reported no remaining Sprott Focus Trust position as of Q4 2021 after selling out during the quarter.
  • FNY Investment Advisers sold 17,930 Sprott Focus Trust shares in Q4 2021, an estimated $147K.
  • FNY Investment Advisers first reported a position in Sprott Focus Trust in Q1 2021 and held it in 2 quarters.
  • FNY Investment Advisers's Sprott Focus Trust position peaked at $147K in Q3 2021.
  • 30 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.