Rockefeller Capital Management
FUND

Rockefeller Capital Management’s Sprott Focus Trust FUND Stock Holding History

Rockefeller Capital Management’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-1
Closed -$15 – 4783
2026
Q1 		$15 Hold
1
– – ﹤0.01% 4670
2025
Q4 		$13 Hold
1
– – ﹤0.01% 4656
2025
Q3 		$12 Buy
+1
New +$8 ﹤0.01% 4413
2022
Q1 		– Sell
-49
Closed – – 3935
2021
Q4 		$0 Buy
49
+2
+4% +$17 ﹤0.01% 3838
2021
Q3 		$0 Buy
47
+1
+2% +$8 ﹤0.01% 3733
2021
Q2 		$0 Buy
+46
New +$386 ﹤0.01% 3493

Other funds holding FUND

SI
Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $2.01B AUM 31.39% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $15.3B AUM 25.33% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.64B AUM
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Rockefeller Capital Management's FUND Position: Q2 2026 in Review

Rockefeller Capital Management sold out of Sprott Focus Trust (FUND) in Q2 2026, closing a stake of 1 share — an estimated $15 sold.

Rockefeller Capital Management first reported a position in FUND in Q2 2021 and held it in 6 quarters. The position peaked at $15 in Q1 2026. 34 funds tracked by Wall St. Rank hold FUND as of Q2 2026.

  • Rockefeller Capital Management reported no remaining Sprott Focus Trust position as of Q2 2026 after selling out during the quarter.
  • Rockefeller Capital Management sold 1 Sprott Focus Trust share in Q2 2026, an estimated $15.
  • Rockefeller Capital Management first reported a position in Sprott Focus Trust in Q2 2021 and held it in 6 quarters.
  • Rockefeller Capital Management's Sprott Focus Trust position peaked at $15 in Q1 2026.
  • 34 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.