Rockefeller Capital Management
FUND

Rockefeller Capital Management’s Sprott Focus Trust FUND Stock Holding History

Rockefeller Capital Management’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$15 Hold
1
– – ﹤0.01% 4670
2025
Q4 		$13 Hold
1
– – ﹤0.01% 4656
2025
Q3 		$12 Buy
+1
New +$8 ﹤0.01% 4413
2022
Q1 		– Sell
-49
Closed – – 3935
2021
Q4 		$0 Buy
49
+2
+4% +$17 ﹤0.01% 3838
2021
Q3 		$0 Buy
47
+1
+2% +$8 ﹤0.01% 3733
2021
Q2 		$0 Buy
+46
New +$386 ﹤0.01% 3493

Other funds holding FUND

SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM

Rockefeller Capital Management's FUND Position: Q1 2026 in Review

Rockefeller Capital Management held its Sprott Focus Trust (FUND) position steady in Q1 2026 at 1 share worth $15. The position accounts for ﹤0.01% of the portfolio, ranked #4670.

Rockefeller Capital Management first reported a position in FUND in Q2 2021 and has held it in 6 quarters since. 32 funds tracked by Wall St. Rank hold FUND as of Q1 2026.

  • Rockefeller Capital Management held 1 share of Sprott Focus Trust worth $15 as of Q1 2026.
  • Rockefeller Capital Management left its Sprott Focus Trust share count unchanged in Q1 2026.
  • Sprott Focus Trust made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #4670 holding.
  • Rockefeller Capital Management first reported a position in Sprott Focus Trust in Q2 2021 and has held it in 6 quarters since.
  • 32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.