FUND

Sprott Focus Trust
FUND

Overview Fund Activity

35 hedge funds and large institutions have $38.3M invested in Sprott Focus Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
–
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
15
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$2.52M
2
SFS
2
Shaker Financial Services
Virginia
$4.36M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$4.57M
4
RCM
4
Rivernorth Capital Management
Florida
$4.03M
5
AA
5
AQR Arbitrage
Connecticut
$135K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$4.31M
2
Wells Fargo
2
Wells Fargo
California
$2.13M
3
CA
3
Cornerstone Advisors
North Carolina
$587K
4
DA
4
Doliver Advisors
Texas
$109K
5
FWM
5
Frontier Wealth Management
Missouri
$657K
Name Market Value Shares Shares
Change 		Shares
Change %
MAA
26
Mraz Amerine & Associates
California
$100K 16,837 – –
Osaic Holdings
27
Osaic Holdings
Arizona
$100K 16,901 +48 +0.3%
PVWM
28
Point View Wealth Management
New Jersey
$95K 15,922 – –
LCM
29
Landscape Capital Management
New Jersey
$76K 12,855 +112 +0.9%
AA
30
Auxano Advisors
Washington
$68K 11,485 +11,485 New
CL
31
CSS LLC
Illinois
$63K 10,518 +179 +2%
NFG
32
Next Financial Group
Texas
$31K 5,196 +5,196 New
HNB
33
Huntington National Bank
Ohio
$6K 943 +17 +2%
WT
34
Whittier Trust
California
$6K 1,065 +1,065 New
CAN
35
Cetera Advisor Networks
California
– – -1,860 Closed
GAM
36
Gemmer Asset Management
California
– – -400 Closed
FHA
37
Flagship Harbor Advisors
Massachusetts
– – -12 Closed
Fidelity Investments
38
Fidelity Investments
Massachusetts
– – -1 Closed
CFGS
39
Concourse Financial Group Securities
Alabama
– – – –
JPMorgan Chase & Co
40
JPMorgan Chase & Co
New York
$0 4 +1 +33%
1
2