Sprott Focus Trust
FUND
35 hedge funds and large institutions have $38.3M invested in Sprott Focus Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.
25% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 12
8% more capital invested
Capital invested by funds: $35.5M → $38.3M (+$2.83M)
0.31% more ownership
Funds ownership: 21.76% → 22.07% (+0.31%)
0% more funds holding
Funds holding: 35 → 35 (0)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$975K |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$905K |
| 3 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$792K |
| 4 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$484K |
| 5 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$140K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$237K |
| 2 |
Wells Fargo
San Francisco,
California
|
-$209K |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$162K |
| 4 |
DA
Doliver Advisors
Houston,
Texas
|
-$130K |
| 5 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
-$109K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MAA
26
Mraz Amerine & Associates
Modesto,
California
| $100K | – | – | – |
|
27
Osaic Holdings
Scottsdale,
Arizona
| $100K | +$296 | +48 | +0.3% |
|
|
PVWM
28
Point View Wealth Management
Summit,
New Jersey
| $95K | – | – | – |
|
|
LCM
29
Landscape Capital Management
Englewood,
New Jersey
| $76K | +$691 | +112 | +0.9% |
|
|
AA
30
Auxano Advisors
Bellevue,
Washington
| $68K | +$70.8K | +11,485 | New |
|
|
CL
31
CSS LLC
Chicago,
Illinois
| $63K | +$1.1K | +179 | +2% |
|
|
NFG
32
Next Financial Group
Houston,
Texas
| $31K | +$32.1K | +5,196 | New |
|
|
HNB
33
Huntington National Bank
Columbus,
Ohio
| $6K | +$105 | +17 | +2% |
|
|
WT
34
Whittier Trust
South Pasadena,
California
| $6K | +$6.57K | +1,065 | New |
|
|
CAN
35
Cetera Advisor Networks
El Segundo,
California
| – | -$11K | -1,860 | Closed |
|
|
GAM
36
Gemmer Asset Management
Walnut Creek,
California
| – | -$2K | -400 | Closed |
|
37
JP Morgan Chase
New York
| – | +$6 | +1 | +33% |
|
FUND Hedge Fund Activity: Q3 2020 in Review
35 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2020, worth a combined $38.3M — up 8% from $35.5M a quarter earlier.
Fund positioning in FUND was balanced in Q3 2020: 4 funds opened new positions, 4 closed out, 15 added to existing stakes and 12 trimmed.
The largest buyer was Stifel Financial, adding an estimated $975K. The largest seller was City of London Investment Management, cutting an estimated $237K.
- 35 institutional investors held Sprott Focus Trust (FUND) as of Q3 2020, unchanged from Q2 2020.
- Funds reported $38.3M of Sprott Focus Trust stock for Q3 2020, up 8% quarter-over-quarter.
- 4 funds opened new Sprott Focus Trust positions in Q3 2020 and 4 closed out, a net change of 0 holders.
- The largest Sprott Focus Trust buyer in Q3 2020 was Stifel Financial, an estimated $975K added.
- The largest Sprott Focus Trust seller in Q3 2020 was City of London Investment Management, an estimated $237K sold.
Based on aggregated 13F filings for Q3 2020.