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FUND

Sprott Focus Trust
FUND

35 hedge funds and large institutions have $19.3M invested in Sprott Focus Trust in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 6

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

6% more funds holding

Funds holding: 33 → 35 (+2)

0% less capital invested

Capital invested by funds: $19.4M → $19.3M (-$82.8K)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
1CP
1607 Capital Partners
Virginia
+$286K
2
TC
TFS Capital
Pennsylvania
+$249K
3
FWCM
Ferguson Wellman Capital Management
Oregon
+$189K
4
Bank of America
Bank of America
North Carolina
+$188K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$102K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$323K
2
V
Veritable
Delaware
-$231K
3
GFM
Gramercy Funds Management
Connecticut
-$216K
4
DA
Doliver Advisors
Texas
-$114K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$114K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$93K +$1.25K +175 +1%
CCB
27
Cutter & Co Brokerage
Missouri
$86K +$85.7K +12,027 New
Comerica Bank
28
Comerica Bank
Texas
$79K +$78.9K +11,066 New
AIG
29
American International Group
New York
$30.9K +$421 +59 +1%
MFS
30
MSI Financial Services
Massachusetts
$30K +$8.23K +1,154 +37%
Deutsche Bank
31
Deutsche Bank
Germany
$12K +$7.04K +988 +103%
Ameriprise
32
Ameriprise
Minnesota
$11K – – –
HNB
33
Huntington National Bank
Ohio
$6K – – –
TRCT
34
Tower Research Capital (TRC)
New York
$3K +$1.36K +191 +83%
EFS
35
Essex Financial Services
Connecticut
$989 -$83.5K -11,708 -8%
V
36
Veritable
Delaware
– -$231K -33,526 Closed
GFM
37
Gramercy Funds Management
Connecticut
– -$216K -31,449 Closed
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
– -$114K -16,510 Closed
GI
39
Gradient Investments
Minnesota
– -$1K -151 Closed
GT
40
Glenmede Trust
Pennsylvania
– +$7 +1 New
1
2

FUND Hedge Fund Activity: Q3 2013 in Review

35 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2013, worth a combined $19.3M — down 0.43% from $19.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FUND positions and 4 closed out — a net gain of 2 holders — while 16 added to existing stakes and 6 trimmed.

The largest buyer was 1607 Capital Partners, opening a new position worth an estimated $286K. The largest seller was Morgan Stanley, cutting an estimated $323K.

  • 35 institutional investors held Sprott Focus Trust (FUND) as of Q3 2013, up from 33 in Q2 2013.
  • Funds reported $19.3M of Sprott Focus Trust stock for Q3 2013, down 0.43% quarter-over-quarter.
  • 6 funds opened new Sprott Focus Trust positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest Sprott Focus Trust buyer in Q3 2013 was 1607 Capital Partners, an estimated $286K added.
  • The largest Sprott Focus Trust seller in Q3 2013 was Morgan Stanley, an estimated $323K sold.

Based on aggregated 13F filings for Q3 2013.