CCB
FUND

Cutter & Co Brokerage’s Sprott Focus Trust FUND Stock Holding History

Cutter & Co Brokerage’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-12,027
Closed -$86K – 220
2013
Q3 		$86K Buy
+12,027
New +$85.7K 0.04% 209

Other funds holding FUND

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Cutter & Co Brokerage's FUND Position: Q4 2013 in Review

Cutter & Co Brokerage sold out of Sprott Focus Trust (FUND) in Q4 2013, closing a stake of 12,027 shares — an estimated $86K sold.

Cutter & Co Brokerage first reported a position in FUND in Q3 2013 and held it in 1 quarter. The position peaked at $86K in Q3 2013. 32 funds tracked by Wall St. Rank hold FUND as of Q4 2013.

  • Cutter & Co Brokerage reported no remaining Sprott Focus Trust position as of Q4 2013 after selling out during the quarter.
  • Cutter & Co Brokerage sold 12,027 Sprott Focus Trust shares in Q4 2013, an estimated $86K.
  • Cutter & Co Brokerage first reported a position in Sprott Focus Trust in Q3 2013 and held it in 1 quarter.
  • Cutter & Co Brokerage's Sprott Focus Trust position peaked at $86K in Q3 2013.
  • 32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2013.

Based on Cutter & Co Brokerage's 13F filing for Q4 2013, filed 4 Feb 2014.