Veritable’s Sprott Focus Trust FUND Stock Holding History

Veritable’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-33,526	Closed	-$231K	–	946
2013 Q2	$231K	Buy	+33,526	New	+$231K	0.01%	820

Other funds holding FUND

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

SNC

Stifel Nicolaus & Co St Louis, Missouri $6.04B AUM

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Veritable's FUND Position: Q3 2013 in Review

Veritable sold out of Sprott Focus Trust (FUND) in Q3 2013, closing a stake of 33,526 shares — an estimated $231K sold.

Veritable first reported a position in FUND in Q2 2013 and held it in 1 quarter. The position peaked at $231K in Q2 2013. 35 funds tracked by Wall St. Rank hold FUND as of Q3 2013.

Veritable reported no remaining Sprott Focus Trust position as of Q3 2013 after selling out during the quarter.
Veritable sold 33,526 Sprott Focus Trust shares in Q3 2013, an estimated $231K.
Veritable first reported a position in Sprott Focus Trust in Q2 2013 and held it in 1 quarter.
Veritable's Sprott Focus Trust position peaked at $231K in Q2 2013.
35 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2013.

Based on Veritable's 13F filing for Q3 2013, filed 13 Nov 2013.